Eric R. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Robert Cooper, who also goes by Eric R Cooper, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2002. Eric had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2008 - April 25, 2016
EATON VANCE MANAGEMENT
May 1, 2008 - April 25, 2016
EATON VANCE DISTRIBUTORS, INC.
December 19, 2005 - March 20, 2008
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - March 20, 2008
FRANKLIN DISTRIBUTORS, LLC
July 8, 2005 - December 16, 2005
CITIGROUP GLOBAL MARKETS INC.
March 19, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
September 26, 2002 - March 26, 2003
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON VANCE MANAGEMENT
CRD#: 104859 / SEC#: 801-15930
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,053 |
| AUM (Assets Under Management) | $ 84,879,368,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
