Karla R. Hoppes

CEDAR VALLEY WEALTH ADVISORS

Cedar Falls, IA 50613

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CRD#: 4581702

Professional summary

Karla Renee Hoppes, CFP®, who also goes by Karla Renee Garbes, is a registered financial advisor currently at CEDAR VALLEY WEALTH ADVISORS located in Cedar Falls, Iowa.

Karla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Karla has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karla Renee Garbes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TOUCHSTONE TAX & ACCOUNTING, LLC A NON INVESTMENT-RELATED CPA FIRM LOCATED AT 411 VIKING ROAD, SUITE A, CEDAR FALLS, IA 50613. STARTED PROVIDING OCCASIONAL SUPPORT FOR ACCOUNTING SERVICES, TAX PLANNING, AND PREPARATION OF INDIVIDUAL TAX RETURNS 11/01/22. TIME SPENT IS APPROXIMATELY 5 HOURS PER MONTH MOSTLY DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karla Renee Hoppes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 26, 2010 - Present

CEDAR VALLEY WEALTH ADVISORS

Office #1: 411 Viking Road Suite A, Cedar Falls, IA 50613

RIA

CRD#: 115511

Cedar Falls, IA

Past

November 19, 2001 - January 7, 2010

HOGAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 117438

WATERLOO, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CEDAR VALLEY WEALTH ADVISORS

CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC DBA CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC | HEATON ADAMS FINANCIAL SERVICES, LC

CRD#: 115511 / SEC#: 801-113740

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Arizona

Registered Investment Advisory firm - (11/9/2015 Terminated)

Iowa

Registered Investment Advisory firm - (10/16/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/26/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2001

Uniform Investment Adviser Law Examination

Current Firm

CEDAR VALLEY WEALTH ADVISORS

CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC DBA CEDAR VALLEY WEALTH ADVISORS | THE HEATON HOPPES GROUP, LLC | HEATON ADAMS FINANCIAL SERVICES, LC

CRD#: 115511 / SEC#: 801-113740

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Arizona

Registered Investment Advisory firm - (11/9/2015 Terminated)

Iowa

Registered Investment Advisory firm - (10/16/2018 Terminated)

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Contact information

Main Address

411 Viking Road Suite A, Cedar Falls, IA 50613

Mailing Address

Phone number

(319) 266-6507

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CEDAR VALLEY WEALTH ADVISORS ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 155,007,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karla R. Hoppes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karla Renee Hoppes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEDAR VALLEY WEALTH ADVISORS

HOGAN CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

CEDAR VALLEY WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2001

Current Firm

CEDAR VALLEY WEALTH ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CEDAR VALLEY WEALTH ADVISORS

TRUST BUT VERIFY

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