Robert E. Walstad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Walstad was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 7 firms and has passed the Series 63, Series 15, Series 5, Series 1, Series 27, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2009 - September 19, 2012
INTEGRITY FUNDS DISTRIBUTOR, LLC
October 4, 2002 - November 28, 2003
ARM SECURITIES CORPORATION
October 4, 2002 - August 27, 2009
CAPITAL FINANCIAL SERVICES, INC.
June 8, 2000 - June 14, 2002
ARM SECURITIES CORPORATION
January 25, 1999 - September 19, 2003
INTEGRITY FUNDS DISTRIBUTOR, LLC
December 9, 1988 - October 1, 2004
ND CAPITAL, INC.
February 24, 1978 - October 14, 1987
MORGAN STANLEY DW INC.
October 19, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
May 10, 1973 - October 30, 1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 8/22/1985
Foreign Currency Options ExaminationSeries 5
Date: 8/22/1985
Interest Rate Options ExaminationSeries 1
Date: 5/5/1973
Registered Representative ExaminationSeries 40
Date: 10/17/1978
Registered Principal ExaminationSeries 12
Date: 6/22/1978
NYSE Branch Manager ExaminationCurrent Firm
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293 / SEC#: , 8-42561
Contact information
FINRA licenses (41 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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