Robert Edward Walstad
Professional Summary
Robert Edward Walstad was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1973 - 2012. Robert had worked at 7 firms and has passed the Series 63, Series 15, Series 5, Series 1, Series 27, Series 4, Series 40 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
INTEGRITY FUNDS DISTRIBUTOR, INC. | THE RANSON COMPANY, INC. | RANSON CAPITAL CORPORATION | INTEGRITY FUNDS DISTRIBUTOR, LLC
Contact Information
Main Address
1 North Main Street, Minot, ND 58703-3189Mailing Address
Po Box 500, Minot, ND 58702-0500Phone Number
(701) 852-5292Established
Kansas since 01/02/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Aug 1985Series 5 — Interest Rate Options Examination
Passed Aug 1985Series 1 — Registered Representative Examination
Passed May 1973Series 40 — Registered Principal Examination
Passed Oct 1978Series 12 — NYSE Branch Manager Examination
Passed Jun 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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