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Samuel Luque Jr

CRD# 4581570·Registered 2002 - 2014
Previously Registered: Being a previously registered professional could mean that Samuel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Samuel Luque JR, who also goes by Samuel Luque Jr., Samuel Luque, was a registered financial advisor. Samuel was a previously registered financial professional and started their career in finance 2002 - 2014. Samuel had worked at 7 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Samuel Luque Jr., Samuel Luque

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

SPARTAN SECURITIES GROUP, LTD.·CRD# 104478
BD
Clearwater, FL
September 5, 2012 - January 6, 2014
AMUNDI DISTRIBUTORS USA, LLC·CRD# 152399
BD
Durham, NC
November 29, 2010 - July 6, 2012
ABERDEEN FUND DISTRIBUTORS, LLC·CRD# 146230
BD
Philadelphia, PA
February 23, 2009 - December 13, 2012
MYSTOCKFUND SECURITIES, INC.·CRD# 103956
BD
Juno Beach, FL
March 30, 2007 - December 31, 2008
CUE CAPITAL LIMITED PARTNERSHIP·CRD# 132503
BD
Miami, FL
January 26, 2005 - September 30, 2005
PROMONTORY INTERFINANCIAL NETWORK, LLC·CRD# 131353
BD
Arlington, VA
October 7, 2004 - December 2, 2005
GUIDANCE SECURITIES, LLC·CRD# 121056
BD
Reston, VA
November 5, 2002 - October 12, 2005

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Current Firm

SS
SPARTAN SECURITIES GROUP, LTD.

MJE SECURITIES, LP | SPARTAN SECURITIES GROUP, LTD.

CRD#: 104478 / SEC#: 8-52937
BD
Terminated by SEC on 07/09/2019

Contact Information

Established

Florida since 06/25/2000

Firm Type

Partnership

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CONNECT X CAPITAL MARKETS, LLCPARTNER—
ELDRED, MICAH JAMESCEO, MANAGING PARTNER1959598
LOPEZ, DAVID DANIELFINOP/DESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER/AML PRINCIPAL2667397
SPARTAN ADVISORS, LLCGENERAL PARTNER—

Disclosures

Regulatory Event

11

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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