Samuel Luque
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Luque JR, who also goes by Samuel Luque Jr., Samuel Luque, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2002. Samuel had worked at 7 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - January 6, 2014
SPARTAN SECURITIES GROUP, LTD.
November 29, 2010 - July 6, 2012
AMUNDI DISTRIBUTORS USA, LLC
February 23, 2009 - December 13, 2012
ABERDEEN FUND DISTRIBUTORS, LLC
March 30, 2007 - December 31, 2008
MYSTOCKFUND SECURITIES, INC.
January 26, 2005 - September 30, 2005
CUE CAPITAL LIMITED PARTNERSHIP
October 7, 2004 - December 2, 2005
PROMONTORY INTERFINANCIAL NETWORK, LLC
November 5, 2002 - October 12, 2005
GUIDANCE SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPARTAN SECURITIES GROUP, LTD.
CRD#: 104478 / SEC#: , 8-52937
Contact information
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
