Gautam S. Gujral
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gautam Singh Gujral was a registered financial professional .
Gautam is a previously registered financial professional and started their career in finance in 2002. Gautam had worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2019 - September 14, 2021
ENTORO SECURITIES, LLC
September 25, 2002 - April 3, 2017
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/25/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/25/2024
Operations Professional ExaminationCurrent Firm
ENTORO SECURITIES, LLC
CRD#: 35192 / SEC#: , 8-46630
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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