Phuong T. Nguyen
Professional summary
Phuong Thi Nguyen, who also goes by Phuong Thi Hoang, Theresa T. Nguyen, is a registered financial advisor currently at QUALITY WEALTH CARE, LLC. located in Spring, Texas.
Phuong is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Phuong has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phuong Thi Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2006 - Present
QUALITY WEALTH CARE, LLC.
July 2, 2004 - December 31, 2005
ON INVESTMENT MANAGEMENT CO
July 2, 2004 - December 31, 2005
THE O.N. EQUITY SALES COMPANY
January 8, 2003 - July 9, 2004
CETERA WEALTH SERVICES, LLC
October 6, 2002 - July 9, 2004
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/2006)
Exams
Current Firm
QUALITY WEALTH CARE, LLC.
CRD#: 137366 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 581,797 |
Red Flags
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