MW
Megan E. Williams
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CRD#: 4580971
MW
Megan Elizabeth Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Elizabeth Williams, who also goes by Megan Elizabeth Gomola, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 2002. Megan had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Megan Elizabeth Gomola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES, LLC POS: COO NOB: Inv advisory srvcs thru Kestra Advisory Srvcs, LLC INV REL: Y #OF HRS: 160 SEC TRAD HRS: 130 STRT DTE: 10/01/2022 ADDR: 5707 Southwest Pkwy, Bldg 2, Ste 400, Austin TX 78735 DESC: Summary of Responsibilities: COO is responsible for the daily success and short- and long-term execution of strategy for Meritrust, an affiliate of MCM CPAs & Advisors LLP (MCM). This role will work with the MCM leadership team to ensure long term success for the financial service line. The COO is responsible for MWM Firm performance in coord w/MCM & Meritrust Managing Member as it relates to the service line's day to day leadership, team member development, practice growth, client service delivery &profitability. Lead wkly Lvl 10 mtngs w/ advisors &op team. Facilitate &manage client sat measurements. In coord w/Advisors, review Firm website, literature, mailings, advertising &other promo info rel to Meritrust. Lead effort to develop G2 team (Generation 2) based on growth plan. Plan Member meetings and retreats on a regular basis. Approve all charitable contr bdgts &event sponsorship bdgts in coord w/ MCM Practice Growth Director. Business Name: MERITRUST WEALTH MANAGEMENT POS: COO NOB: Registered rep activities thru Kestra Inv Srvcs INV REL: Y #OF HRS: 160 SEC TRAD HRS: 130 STRT DTE: 10/01/2022 ADDR: 462 South Fourth Street, Suite 2610, Louisville KY 40202 DESC: Summary of Responsibilities: COO is responsible for the daily success and short- and long-term execution of strategy for Meritrust, an affiliate of MCM CPAs & Advisors LLP (MCM). This role will work with the MCM leadership team to ensure long term success for the financial service line. The COO is responsible for MWM Firm performance in coord w/MCM & Meritrust Managing Member as it relates to the service line's day to day leadership, team member development, practice growth, client service delivery &profitability. Lead wkly Lvl 10 mtngs w/ advisors &op team. Facilitate &manage client sat measurements. In coord w/Advisors, review Firm website, literature, mailings, advertising &other promo info rel to Meritrust. Lead effort to develop G2 team (Generation 2) based on growth plan. Plan Member meetings and retreats on a regular basis. Approve all charitable contr bdgts &event sponsorship bdgts in coord w/ MCM Practice Growth Director. Business Name: FADED RED RUGBY ALUMNI BOARD POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: NA, Ithaca NY 14850 DESCRIPTION: Help facilitate meetings, guide undergraduate team members, and engage with university leadership on decisions affecting the teams. We also decide on the hiring and roles of coaching staff.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 6, 2022 - February 18, 2025
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Louisville, KY
Past
October 6, 2022 - February 18, 2025
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Louisville, KY
Past
September 18, 2019 - October 3, 2022
HBKS WEALTH ADVISORS
RIA
CRD#: 112139
Warrendale, PA
Past
August 15, 2018 - September 30, 2022
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ERIE, PA
Past
March 12, 2015 - July 30, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
PITTSBURGH, PA
Past
January 5, 2015 - July 30, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
PITTSBURGH, PA
Past
December 5, 2002 - September 12, 2014
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
PR
Series 6
Passed: 12/4/2002
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,359
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192,439 |
| AUM (Assets Under Management) | $ 79,798,091,767 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
