Donald R. Gross, Jr.

G&H INVESTMENTS

Leola, PA 17540

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CRD#: 4580859

Professional summary

Donald Richard Gross, Jr. JR, who also goes by Donald R. Gross, Jr. Jr, Donald R. Gross, Jr., is a registered financial advisor currently at G&H INVESTMENTS located in Leola, Pennsylvania.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Donald has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald R. Gross, Jr. Jr | Donald R. Gross, Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Gross is a principal of AUG, Inc., dba Gross Investments, a registered investment advisory firm in Lancaster PA. Mr. Gross works less than 1 hour a week during securities trading hours with Gross Investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Richard Gross, Jr. JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2022 - Present

G&H INVESTMENTS

Office #1: 349 W Main Street Suite 108, Leola, PA 17540

RIA

CRD#: 317722

Leola, PA

Past

February 19, 1991 - April 19, 2022

GROSS INVESTMENTS

RIA

CRD#: 121448

LANCASTER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

G&H INVESTMENTS

G&H INVESTMENTS | GROSS & HARTMAN INVESTMENTS, LLC

CRD#: 317722 / SEC#: 801-122984

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

G&H INVESTMENTS

G&H INVESTMENTS | GROSS & HARTMAN INVESTMENTS, LLC

CRD#: 317722 / SEC#: 801-122984

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

349 W Main Street Suite 108, Leola, PA 17540

Mailing Address

Phone number

(717) 295-4425

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

G&H INVESTMENTS DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 501,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald R. Gross, Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Richard Gross, Jr. JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

G&H INVESTMENTS

GROSS INVESTMENTS

Primary Firm SEC Registration

G&H INVESTMENTS

State Registrations and Notice Filings

Exams

Current Firm

G&H INVESTMENTS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

G&H INVESTMENTS

TRUST BUT VERIFY

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