Leslie J. Osborn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie J. Osborn, who also goes by Leslie J Osborn, Leslie Joy Osborn, Leslie Joy Zubrinsky, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 2003. Leslie had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2018 - January 13, 2020
OAKPOINT SOLUTIONS, LLC
June 20, 2014 - December 31, 2017
AMG DISTRIBUTORS, INC.
December 12, 2011 - July 2, 2012
CREDIT SUISSE PRIVATE ADVISORS AG
August 8, 2011 - April 30, 2013
CREDIT SUISSE SECURITIES (USA) LLC
December 2, 2008 - May 24, 2011
MAN INVESTMENTS INC.
March 26, 2003 - September 20, 2004
COMMONFUND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OAKPOINT SOLUTIONS, LLC
CRD#: 171775 / SEC#: , 8-69477
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
