James L. De Tar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Lee De Tar, CFP®, who also goes by Jim De Tar, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 10 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
March 26, 2021 - September 3, 2024
HERITAGE RETIREMENT SERVICES
November 30, 2017 - November 14, 2019
PURSHE KAPLAN STERLING INVESTMENTS
October 19, 2017 - June 8, 2020
HERITAGE INVESTORS
July 28, 2014 - December 11, 2017
SUMMIT FINANCIAL GROUP INC
July 25, 2014 - December 11, 2017
SUMMIT BROKERAGE SERVICES, INC.
January 5, 2009 - July 29, 2014
WOODBURY FINANCIAL SERVICES, INC.
January 5, 2009 - July 29, 2014
WOODBURY FINANCIAL SERVICES, INC.
May 13, 2005 - January 5, 2009
SECURIAN FINANCIAL SERVICES, INC.
January 14, 2005 - January 5, 2009
SECURIAN FINANCIAL SERVICES, INC.
March 20, 2003 - January 7, 2005
SIGNATOR INVESTORS, INC.
November 1, 2002 - January 4, 2003
IDS LIFE INSURANCE COMPANY
November 1, 2002 - January 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HERITAGE RETIREMENT SERVICES
CRD#: 312612 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 1,950,000 |
Red Flags
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