KC
Kendra B. Cain
ARVEST WEALTH MANAGEMENT
Lafayette, LA
Some features on this profile are disabled
CRD#: 4580246
KC
Professional summary
Kendra Bradford Cain, AIF®, who also goes by Kendra Marie Bradford, is a registered financial advisor currently at ARVEST WEALTH MANAGEMENT located in Lafayette, Louisiana.
Kendra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kendra has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kendra Marie Bradford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BOBBYO, LLC; Not Investment Related; 1007 W. St. Mary Blvd, Lafayette, LA 70506; Rental Property; Owner/Member; Started: 07/19/2024; Approx # of hours/month: 5, 0 during business hours; Real estate owner and lessor
CRS (Client Relationship Summary) - RIA
Click below to view Kendra Bradford Cain's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kendra Bradford Cain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 23, 2023 - Present
ARVEST WEALTH MANAGEMENT
Office #2: 1810 North 1st Street, Jacksonville, AR 72076RIA
BD
CRD#: 42057
Lafayette, LA
Current
March 23, 2023 - Present
ARVEST WEALTH MANAGEMENT
Office #1: 1810 North 1st Street, Jacksonville, AR 72076RIA
BD
CRD#: 42057
JACKSONVILLE, AR
Past
January 23, 2021 - March 26, 2023
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
Lafayette, LA
Past
January 23, 2021 - March 26, 2023
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
Lafayette, LA
Past
July 1, 2016 - January 22, 2021
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
LAFAYETTE, LA
Past
July 1, 2016 - January 22, 2021
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
LAFAYETTE, LA
Past
August 12, 2010 - July 1, 2016
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
LAFAYETTE, LA
Past
August 12, 2010 - July 1, 2016
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
LAFAYETTE, LA
Past
October 24, 2007 - August 3, 2010
HANCOCK WHITNEY INVESTMENT SERVICES INC.
RIA
CRD#: 40637
BATON ROUGE, LA
Past
August 24, 2006 - August 3, 2010
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
BATON ROUGE, LA
Past
November 26, 2002 - August 18, 2006
CULLEN INVESTMENT GROUP, LTD.
BD
CRD#: 18266
LAFAYETTE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/23/2023)
IAR
Arkansas(4/5/2023)
RR
Kansas(3/23/2023)
IAR
Kansas(3/24/2023)
RR
Louisiana(3/23/2023)
IAR
Louisiana(3/23/2023)
RR
Missouri(3/23/2023)
IAR
Missouri(3/24/2023)
RR
Oklahoma(3/23/2023)
IAR
Oklahoma(4/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARVEST WEALTH MANAGEMENT
ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.
CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
913 W Monroe Avenue, Lowell, AR 72745
Mailing Address
Po Box 1515, Lowell, AR 72745
Phone number
(888) 916-2121
Established
Arkansas since 07/11/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
232
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARVEST BANK | OWNER | |
| BREWER, GRETCHEN DAPHYNE | FINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER | 5089523 |
| CAIN, KENDRA BRADFORD | CHIEF COMPLIANCE OFFICER | 4580246 |
| CAIN, KENDRA BRADFORD | DIRECTOR | 4580246 |
| COTTRELL, ASA ANDERSON | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | 2151839 |
| CRAIN, BRADLEY JEAN | DIRECTOR | 5203394 |
| DERRYBERRY, DEE GARRISON | DIRECTOR | 4013705 |
| DERRYBERRY, DEE GARRISON | COO | 4013705 |
| HAYS, KIRK JODELL | DIRECTOR | 8156910 |
| JAMES, CARA CLUGSTON | DIRECTOR | 7249296 |
| LIPSCOMB, TABITHA HUBBS | DIRECTOR | 4347525 |
| MACHEN, JAMES MATTHEW | DIRECTOR | 4882241 |
| MORBECK, AMY MARIE | DIRECTOR | 7972656 |
| PAYNE, KARLA | DIRECTOR | 4725253 |
| PERRON, JOHN ARLEIGH | ARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | PRIVATE SECURITIES OFFERINGS PRINCIPAL | 3159317 |
| PERRON, JOHN ARLEIGH | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 3159317 |
| PERRON, JOHN ARLEIGH | PRINCIPAL OPERATIONS OFFICER | 3159317 |
| ROGERS, DONNY RAY JR | PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR | 2602108 |
| ROOKER, BARRY CHRISTOPHER | SENIOR DIRECTOR OF SALES/DIRECTOR | 3262999 |
| SABIN, KENNETH KEVIN | DIRECTOR | 5947088 |
| SHEPARD, RODNEY LEMAN | DIRECTOR | 7884866 |
| SMITH, BRIAN ANDREW | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | 2888485 |
Regulatory assets under management
| Total Number of Accounts | 7,800 |
| AUM (Assets Under Management) | $ 2,824,855,462 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 01/13/2025 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
