Paul M. Swigart
Professional summary
Paul Marshall Swigart is a registered financial professional currently at XTELLUS CAPITAL PARTNERS, INC. located in Miami, Florida.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Marshall Swigart's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2011 - Present
XTELLUS CAPITAL PARTNERS, INC.
Office #1: 2601 S Bayshore Dr Suite 1630, Miami, FL 33133January 9, 2003 - June 8, 2004
UFG (US) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2011)
(10/14/2011)
(9/23/2011)
(9/27/2011)
(10/28/2011)
(11/23/2011)
(9/23/2011)
(9/20/2011)
(11/3/2011)
(9/20/2011)
(9/28/2011)
(10/11/2011)
(10/4/2011)
(9/27/2011)
(11/8/2011)
(1/13/2012)
(10/25/2011)
(9/23/2011)
(10/11/2011)
(9/28/2011)
(10/19/2011)
(9/27/2011)
(9/30/2011)
(10/19/2011)
(10/5/2011)
Exams
Series 79TO
Date: 11/28/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
XTELLUS CAPITAL PARTNERS, INC.
CRD#: 156048 / SEC#: , 8-68766
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
Red Flags
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Company Information
XTELLUS CAPITAL PARTNERS, INC.
CRD#: 156048Miami, FL 33133TRUST BUT VERIFY
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