Shriram Bhashyam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shriram Bhashyam was a registered financial professional .
Shriram is a previously registered financial professional and started their career in finance in 2002. Shriram had worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 72 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2021 - January 5, 2023
FORGE SECURITIES LLC
January 1, 2021 - September 10, 2021
FORGE MARKETS LLC
May 11, 2016 - July 1, 2019
EQUITYZEN SECURITIES LLC
November 24, 2014 - July 14, 2016
WEALTHFORGE SECURITIES, LLC
September 11, 2002 - June 20, 2005
INTL FCSTONE PARTNERS L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 9/10/2002
Government Securities Representative ExaminationCurrent Firm
FORGE SECURITIES LLC
CRD#: 134596 / SEC#: , 8-66846
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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