Jeffery H. Chong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Howe Chong was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2002. Jeffery had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2018 - January 30, 2019
INTEGRAL WEALTH SECURITIES LLC
April 14, 2008 - November 17, 2008
SEABOARD SECURITIES, INC.
September 27, 2002 - October 1, 2003
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 9/26/2002
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
INTEGRAL WEALTH SECURITIES LLC
CRD#: 36143 / SEC#: , 8-47026
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
