Valeriy Shlivko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valeriy Shlivko, who also goes by Val Shlivko, Valeriy Shlivko, Valery Shlivko, was a registered financial professional .
Valeriy is a previously registered financial professional and started their career in finance in 2005. Valeriy had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 57TO, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2023 - June 18, 2026
CITADEL SECURITIES LLC
August 6, 2012 - November 3, 2015
J.P. MORGAN SECURITIES LLC
September 8, 2009 - June 18, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
September 5, 2006 - September 2, 2009
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 19, 2005 - August 25, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/10/2023
General Securities Representative ExaminationSeries 57TO
Date: 12/2/2022
Securities Trader ExamSeries 55
Date: 3/6/2006
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
