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JT

Jorge A. Trevino

GRADIENT SECURITIES
El Paso, TX
Some features on this profile are disabled
CRD#: 4579361
JT

Professional summary


Jorge Alberto Trevino, who also goes by Jorge Trevino, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in El Paso, Texas.

Jorge is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jorge has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jorge Trevino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRIMA INSURANCE AND WEALTH MANAGEMENT, LLC DBA PRIMA INSURANCE; INVESTMENT RELATED; 6350 ESCONDIDO DR UNIT B21, EL PASO, TX 79912; INSURANCE; INSURANCE AGENT; START 12/2019; 20 HOURS PER MONTH; 20 HOURS DURING SECURITIES TRADING HOURS; SALES OF INSURANCE.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jorge Alberto Trevino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Jorge Alberto Trevino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 15, 2019 - Present

GRADIENT SECURITIES, LLC

RIA
BD
CRD#: 127701
El Paso, TX
Current

April 15, 2019 - Present

GRADIENT SECURITIES, LLC

RIA
BD
CRD#: 127701
El Paso, TX
Past

September 19, 2013 - April 23, 2019

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
EL PASO, TX
Past

September 19, 2013 - April 23, 2019

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

October 11, 2011 - October 18, 2011

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
EL PASO, TX
Past

August 31, 2011 - October 18, 2011

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
EL PASO, TX
Past

September 1, 2009 - July 8, 2010

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
EL PASO, TX
Past

April 8, 2009 - July 8, 2010

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
EL PASO, TX
Past

December 14, 2007 - February 4, 2008

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
EL PASO, TX
Past

May 10, 2007 - October 29, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
EL PASO, TX
Past

January 1, 2006 - April 24, 2006

MM ASCEND LIFE INVESTOR SERVICES, LLC

BD
CRD#: 36451
CINCINNATI, OH
Past

June 11, 2004 - August 24, 2004

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

July 22, 2003 - October 31, 2003

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

September 4, 2002 - April 10, 2003

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

September 4, 2002 - April 10, 2003

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Arizona
(6/26/2025)
RR
California
(2/18/2025)
IAR
California
(2/18/2025)
RR
Michigan
(4/15/2019)
IAR
Michigan
(4/15/2019)
RR
North Carolina
(4/15/2019)
IAR
North Carolina
(4/15/2019)
RR
Texas
(4/15/2019)
IAR
Texas
(4/15/2019)
IAR
Virginia
(6/6/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GWM ADV PART 2A & 2B (3/28/2025)

Direct owners and executive officers


NamePositionCRD#
MERAKI PRIVATE EQUITY, LLCOWNER
JOCHUM, JAMIE LEEFINOP4459768
LUCIUS, CHARLES EDWARDOWNER MERAKI PRIVATE EQUITY, LLC1012912
LUCIUS, TAMI JEANOWNER MERAKI PRIVATE EQUITY, LLC2371362
NELSON, ROBERT SCOTTPRESIDENT & ELECTED MANAGER4237080
REMME, BRIAN ANDREWCHIEF COMPLIANCE OFFICER3103459

Regulatory assets under management


Total Number of Accounts7,322
AUM (Assets Under Management)$ 591,069,287

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GRADIENT SECURITIES, LLC

CRD#: 127701El Paso, TX

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