Randy D. Kurtz

UPPER LEFT WEALTH MANAGEMENT

Tampa, FL

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CRD#: 4579297

Professional summary

Randy David Kurtz, CFP® is a registered financial advisor currently at UPPER LEFT WEALTH MANAGEMENT, LLC located in Tampa, Florida and MONEYPACER located in Tampa, Florida.

Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Randy has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

I strive to create exceptional value for clients with a quarterly schedule of deliverables so that you are always getting more than your money's worth.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Estate Planning

Tax Planning

Do you have an area of expertise or specialization?

Baby Boomers

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DATA DRIVEN ADVISOR POINT PLEASANT BORO, NJ BETAVISOR ALSO DOES BUSINESS AS DATADRIVEN ADVISOR, WHICH SELLS PRESENTATIONS, MODEL PORTFOLIOS, AND FINANCIAL APPLICATIONS TO FINANCIAL ADVISORS. APPROXIMATELY 5 HOURS PER MONTH ON THIS BUSINESS INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy David Kurtz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 13, 2022 - Present

UPPER LEFT WEALTH MANAGEMENT, LLC

RIA

CRD#: 288762

Tampa, FL

Current

August 23, 2023 - Present

MONEYPACER

RIA

CRD#: 302009

Tampa, FL

Past

September 4, 2019 - August 30, 2022

MONEYPACER

RIA

CRD#: 302009

TAMPA, FL

Past

May 30, 2017 - June 7, 2022

UPPER LEFT WEALTH MANAGEMENT, LLC

RIA

CRD#: 288762

TAMPA, FL

Past

September 2, 2015 - May 23, 2017

SUPERNOVA ASSET STRATEGIES

RIA

CRD#: 222526

CHICAGO, IL

Past

February 25, 2009 - June 19, 2017

BETAFRONTIER

RIA

CRD#: 137386

CHICAGO, IL

Past

October 1, 2002 - July 8, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UPPER LEFT WEALTH MANAGEMENT, LLC

BETAVISOR, LLC | UPPER LEFT WEALTH MANAGEMENT, LLC | DATADRIVEN ADVISOR

CRD#: 288762 / SEC#: 801-123531

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Colorado

Registered Investment Advisory firm - (5/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/25/2022)

IAR

Texas
(7/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/30/2002

General Securities Representative Examination

Current Firm

UPPER LEFT WEALTH MANAGEMENT, LLC

BETAVISOR, LLC | UPPER LEFT WEALTH MANAGEMENT, LLC | DATADRIVEN ADVISOR

CRD#: 288762 / SEC#: 801-123531

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Colorado

Registered Investment Advisory firm - (5/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - (5/3/2022 Terminated)

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Contact information

Main Address

Tampa, FL

Mailing Address

Phone number

(917) 768-3390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UPPER LEFT WEALTH MANAGEMENT ADV PART 2A (9/10/2025)

Regulatory assets under management

Total Number of Accounts	304
AUM (Assets Under Management)	$ 164,922,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randy D. Kurtz

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy David Kurtz's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEYPACER

MONEYPACER

UPPER LEFT WEALTH MANAGEMENT, LLC

SUPERNOVA ASSET STRATEGIES

BETAFRONTIER

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

UPPER LEFT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/2005

Series 63

Date: 10/1/2002

Series 7

Date: 9/30/2002

Current Firm

UPPER LEFT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UPPER LEFT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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