RM
Robert M. Mccoy
AVANTAX PLANNING PARTNERS
Ankeny, IA
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CRD#: 4579183
RM
Professional summary
Robert Michael Mccoy, who also goes by Mike Mccoy, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Ankeny, Iowa and CETERA WEALTH SERVICES, LLC located in Ankeny, Iowa.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Mccoy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CITY NATIONAL BANK BUILDING LLC POSITION: MANAGER NATURE: FARM LAND RENTAL INV RLTD: No # OF HRS: 2 SEC TRDNG HRS:0 ST DT: 11/01/07 ADDRESS: 4207 NE Bellagio Circle, Ankeny IA 50021 DESCR: COLLECT CASH RENT & PAY BILLS FOR INSURANCE REPAIRS & RE TAXES 2) STATE & FEDERAL BUILDING LLC; MANAGER; FARM LAND RENTAL INV RLTD: No # OF HRS: 2 SEC TRDNG HRS:0 ST DT: 11/01/07 ADDR: 4207 NE Bellagio Circle, Ankeny IA 50021 DESCR: COLLECT RENT & PAY BILLS FOR INSURANCE, REPAIRS & RE TAXES 3) PARKVIEW BUILDING LLC POSITION: Owner & manager NATURE: LLC owns a residential town home in Fountain Hills, AZ, second home and is not rented out. INV RLTD: No # OF HRS:0 SEC TRDNG HRS0 ST DT: 06/01/19 ADDR: 4207 NE Bellagio Circle, Ankeny IA 50021, US DESCR: Residential property for personal use only. I pay HOA, real estate tax, insurance and utilities. 4) CARL & MARGARET ANDERSON IRREVOCABLE LIFE INSURANCE TRUST POS: Trustee NATURE: I receive an annual premium notice from the insurance company and request the trustor to deposit money into the trust checking account and then remit the check to pay the premium and request Crummey Power forms form the beneficiaries of the trust. INV RLTD: No No # OF HRS: 20 SEC TRDING HRS: 0 START DATE: 03/18/1997 ADDR: 1601 Golden Aspen Drive, Suite 107, Ankeny IA 50021, United States DESCR: I receive an annual premium notice from the insurance company and request the trustor to deposit money into the trust checking account and then remit the check to pay the premium and request Crummey Power forms form the beneficiaries of the trust. 5) LA LAMA CONDOMINIUM ASSOC.; Director; I am an owner of a residential condominium in the subject HOA and was appointed as a member of the board of directors. My duties will be to work with the HOA management company and participate in the governance of the HOA in accordance with the condominium articles and by- laws. NIR; HRS 3; HRS 3; 03/11/2025; 10037 N Centennial Peak Drive # 2, Fountain Hills AZ 85269, United States; I will participate on the board to discuss and evaluate issues for operations of the HOA including landscape and maintenance of common areas, monitoring expenses of the HOA to keep operating costs in line with the annual budget, attend monthly meetings. 6) MCCOY INVESTMENT SERVICES; Owner NATURE: Investment services as an Independent Adviser Representative of Avantax Planning Partners; IR; HRS 40; HRS 0; 01/03/2000; 4207 NE Bellagio Circle, Ankeny IA 50021, Ankeny IA 50021, United States; Investment services consisting of: Advising clients. Meet with clients jointly with a representative of Avantax Planning Partners. Respond to questions client may have on investments. Assist clients in financial planning. Provide financial education to retirement plan participants. 7) AVANTAX PLANNING PARTNERS; Independent Adviser Rep. NATURE: IAR to numerous investment clients and provide financial and investment planning. Investments are limited to asset allocation models utilized and offered by Avantax Planning Partners; IR; HRS 40; HRS 0; 07/01/2020; 4207 NE Bellagio Circle, Ankeny IA 50021, United States; Primary communication with investment clients, assist client in determining a suitable investment allocation choice based on risk tolerance, time horizon and investment objective. Review investment performance with client on an annual or semi-annual basis. Respond to questions from clients.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Michael Mccoy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1999 - Present
AVANTAX PLANNING PARTNERS, INC.
RIA
CRD#: 106237
Ankeny, IA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Ankeny, IA
Past
September 30, 2020 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Ankeny, IA
Past
November 3, 2009 - September 30, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
MASON CITY, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Iowa(1/1/1999)
RR
Iowa(9/5/2025)
RR
Minnesota(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
