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Matthew Stephen Arnett

CFP®
CRD# 4579093·Registered 2002 - 2010
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Stephen Arnett, CFP®, who also goes by Matthew Stephen Arnett, Matthew Arnett, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 2002 - 2010. Matthew had worked at 5 firms and has passed the Series 66, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Stephen Arnett, Matthew Arnett

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2006

Years of Experience

24 years in the financial services industry

Current & Past Employments

ALTON SECURITIES GROUP INC.·CRD# 39639
BD
Alton, IL
July 29, 2009 - September 24, 2010
ARNETT FINANCIAL GROUP·CRD# 144161
RIA
Morganfield, KY
February 24, 2009 - January 12, 2026
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Evansville, IN
February 18, 2004 - April 24, 2007
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
Evansville, IN
February 18, 2004 - April 24, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Henderson, KY
September 17, 2003 - February 20, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
September 5, 2002 - February 20, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
September 5, 2002 - February 20, 2004

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Current Firm

AS
ALTON SECURITIES GROUP INC.

ALTON SECURITIES GROUP INC.

CRD#: 39639 / SEC#: 8-48776
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Illinois since 10/04/1995

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
BRAY, GREGORY HOWARDSECRETARY2673259
MABERRY, MATT DALEPRESIDENT, CHIEF COMPLIANCE OFFICER1907099
MABERRY, MATT DALECHIEF INVESTMENT OFFICER1907099
ROSE, DENNIS ROBERTCHIEF FINANCIAL OFFICER, FINOP2680152
SELBY, WILLIAM WOODFINOWNER1230395

Disclosures

Regulatory Event

8

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MATTHEW ARNETT ENGAGES IN INSURANCE SALES AS AN AGENT. BUSINESS IS CONDUCTED AS A SOLE PROPRIETOR SINCE MAY 2007. APPROXIMATELY FIVE HOURS PER WEEK IS DEVOTED TO INSURANCE SALES, MOSTLY DURING TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2002About the Series 66 exam

Series 3 — National Commodity Futures Examination

Passed Mar 2004About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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