Jeffrey A. Reid
TOWNSQUARE CAPITAL
LEHI, UT 84043
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CRD#: 4578987
Professional summary
Jeffrey Alan Reid, CFP®, who also goes by Jeffrey Alan Reid, Jeffrey Reid, is a registered financial advisor currently at TOWNSQUARE CAPITAL, LLC located in Lehi, Utah and BRINKER CAPITAL SECURITIES, LLC located in Berwyn, Pennsylvania.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Alan Reid | Jeffrey Reid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/11/2020 - WATER STREET FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 11/05/2020 - 160 Hours Per Month/7.5 Hours During Securities Trading - Time Spent 80%. 2. 11/17/2020 - WEALTHCARE ADVISORY PARTNERS, LLC - DBA: (Hybrid) WATER STREET FINANCIAL, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/05/2020 - 160 Hour Per Month/7.5 Hours During Securities Trading - Time Spent 80%. 3. 09/20/2022 - Water Street Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 10/01/2021 - 160 Hours Per Month/130 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Water Street Financial, LLC, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 20, 2023 - Present
TOWNSQUARE CAPITAL, LLC
Office #1: Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043RIA
CRD#: 288576
LEHI, UT
Current
July 19, 2023 - Present
BRINKER CAPITAL SECURITIES, LLC
Office #1: 1055 Westlakes Drive Suite 250, Berwyn, PA 19312BD
CRD#: 38123
Berwyn, PA
Past
October 1, 2021 - July 5, 2023
WATER STREET FINANCIAL LLC
RIA
CRD#: 314822
WINCHESTER, VA
Past
November 13, 2020 - September 30, 2021
WEALTHCARE ADVISORY PARTNERS LLC
RIA
CRD#: 171976
Winchester, VA
Past
November 11, 2020 - July 14, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
WINCHESTER, VA
Past
March 27, 2020 - September 29, 2020
EDWARD JONES
RIA
CRD#: 250
GOLDEN, CO
Past
March 27, 2020 - September 29, 2020
EDWARD JONES
BD
CRD#: 250
GOLDEN, CO
Past
September 12, 2016 - October 11, 2019
TOWNSEND
RIA
CRD#: 113681
Westminster, CO
Past
September 8, 2016 - October 10, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WESTMINSTER, CO
Past
September 29, 2015 - May 17, 2016
MERCER GLOBAL ADVISORS INC.
RIA
CRD#: 147363
BOULDER, CO
Past
August 24, 2010 - August 20, 2015
SCOTTRADE, INC.
BD
CRD#: 8206
WESTMINSTER, CO
Past
November 29, 2005 - August 3, 2010
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
ENGLEWOOD, CO
Past
November 22, 2005 - August 3, 2010
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
ENGLEWOOD, CO
Past
July 5, 2005 - October 26, 2005
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
WELLESLEY, MA
Past
January 6, 2003 - October 26, 2005
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TOWNSQUARE CAPITAL, LLC
ALIGNMENT FINANCIAL ADVISORS | ZAG ADVISORS | WEALTH MANAGEMENT CPAS | VISION TREE FINANCIAL ADVISORS | TURNING POINT FINANCIAL GROUP | TOWNSQUARE CAPITAL, LLC | THE NORDEN GROUP | SW WEALTH STRATEGIES | SUNCREST ADVISORS | SMART FINANCIAL | PERSONAL ECONOMICS | PARK AVENUE ADVISORS | OXFORD WEALTH ADVISORS | OLSEN WEALTH ADVISORS | MCKELL PARTNERS | MARSHALL WEALTH ADVISORS | LARSON FINANCIAL COMPANY | KINNECT FINANCIAL | JOURNEY FINANCIAL SERVICES | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES LLC | JEFF WANGSGARD & ASSOCIATES | HURST FINANCIAL CONSULTING | HUGHES & ASSOCIATES | HUDSON OAKS WEALTH MANAGEMENT | HALO RETIREMENT | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH | CAPITAL PROTECTION INSURANCE | CACHE-FINANCIAL | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH | ASCENT RETIREMENT ADVISORS | ALLIANCE WEALTH ADVISORS
CRD#: 288576 / SEC#: 801-110591
RIA
Registered Investment Advisory firm - (6/9/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(7/19/2023)
IAR
Utah(7/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TOWNSQUARE CAPITAL, LLC
ALIGNMENT FINANCIAL ADVISORS | ZAG ADVISORS | WEALTH MANAGEMENT CPAS | VISION TREE FINANCIAL ADVISORS | TURNING POINT FINANCIAL GROUP | TOWNSQUARE CAPITAL, LLC | THE NORDEN GROUP | SW WEALTH STRATEGIES | SUNCREST ADVISORS | SMART FINANCIAL | PERSONAL ECONOMICS | PARK AVENUE ADVISORS | OXFORD WEALTH ADVISORS | OLSEN WEALTH ADVISORS | MCKELL PARTNERS | MARSHALL WEALTH ADVISORS | LARSON FINANCIAL COMPANY | KINNECT FINANCIAL | JOURNEY FINANCIAL SERVICES | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES LLC | JEFF WANGSGARD & ASSOCIATES | HURST FINANCIAL CONSULTING | HUGHES & ASSOCIATES | HUDSON OAKS WEALTH MANAGEMENT | HALO RETIREMENT | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH | CAPITAL PROTECTION INSURANCE | CACHE-FINANCIAL | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH | ASCENT RETIREMENT ADVISORS | ALLIANCE WEALTH ADVISORS
CRD#: 288576 / SEC#: 801-110591
RIA
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Contact information
Main Address
Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043
Mailing Address
Phone number
(385) 375-8650
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50,715 |
| AUM (Assets Under Management) | $ 14,989,060,522 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/14/2024 | ||
| 10/27/2023 | ||
| 09/01/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
