Anthony M. Kuchta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Michael Kuchta was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2002. Anthony had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - August 17, 2015
LASALLE ST SECURITIES, L.L.C.
August 25, 2010 - October 17, 2011
CITIZENS SECURITIES, INC.
August 25, 2010 - October 17, 2011
CITIZENS SECURITIES, INC.
October 8, 2008 - August 3, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
August 8, 2005 - August 3, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 5, 2002 - August 1, 2005
BROKER DEALER FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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