Lori J. Conaty

OCEAN VIEW ADVISORS

WEST WARWICK, RI 02893

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CRD#: 4578877

Professional summary

Lori Jean Conaty, who also goes by Lori J. Conaty, Lori J. Mello, is a registered financial advisor currently at OCEAN VIEW ADVISORS, LLC located in West Warwick, Rhode Island.

Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Lori has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lori J. Conaty | Lori J. Mello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GILLIGAN & BIANCO, LLC 1350 DIVISION ROAD, SUITE 350 WEST WARWICK, RI 02893 ACCOUNTING FIRM NON-INVESTMENT RELATED PRINCIPAL/CPA AUGUST 2018 TO PRESENT MS. CONATY DEVOTES APPROXIMATELY 160 HOURS PER MONTH (MORE DURING TAX SEASON), THE MAJORITY OF WHICH ARE DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Jean Conaty's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2019 - Present

OCEAN VIEW ADVISORS, LLC

Office #1: 1350 Division Road, Suite 305, West Warwick, RI 02893

RIA

CRD#: 300022

WEST WARWICK, RI

Past

May 21, 2018 - September 7, 2018

BENTLEY WEALTH ADVISORS, LLC

RIA

CRD#: 293311

WARWICK, RI

Past

February 20, 2008 - January 4, 2011

BENTLEY WEALTH ADVISORS, LLC

RIA

CRD#: 126007

WARWICK, RI

Past

April 10, 2000 - September 22, 2011

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

RIA

CRD#: 110484

WARWICK, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(1/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/1999

Uniform Investment Adviser Law Examination

Current Firm

OCEAN VIEW ADVISORS, LLC

CRD#: 300022 / SEC#:

Rhode Island

Registered Investment Advisory firm - (1/23/2019 Approved)

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Contact information

Main Address

1350 Division Road, Suite 305, West Warwick, RI 02893

Mailing Address

Phone number

(401) 464-4646

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lori J. Conaty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Jean Conaty's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCEAN VIEW ADVISORS, LLC

BENTLEY WEALTH ADVISORS, LLC

BENTLEY WEALTH ADVISORS, LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/1999

Current Firm

OCEAN VIEW ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

OCEAN VIEW ADVISORS, LLC

TRUST BUT VERIFY

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