Ryan M. Daus

DAUS FINANCIAL GROUP

Kalamazoo, MI 49009

Some features on this profile are disabled

CRD#: 4578850

Professional summary

Ryan Michael Daus, CFP®, ChFC®, CLU® is a registered financial advisor currently at DAUS FINANCIAL GROUP, LLC located in Kalamazoo, Michigan.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ryan has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Daus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 14, 2023 - Present

DAUS FINANCIAL GROUP, LLC

Office #1: 487 South Drake Road Suite A, Kalamazoo, MI 49009

RIA

CRD#: 323054

Kalamazoo, MI

Past

May 28, 2010 - May 1, 2023

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

KALAMAZOO, MI

Past

August 27, 2002 - May 1, 2023

NYLIFE SECURITIES LLC

CRD#: 5167

KALAMAZOO, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAUS FINANCIAL GROUP, LLC

DAUS FINANCIAL GROUP, LLC | DAUS FINANCIAL SERVICES, LLC

CRD#: 323054 / SEC#: 801-127526

RIA

Registered Investment Advisory firm - (3/27/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/26/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/26/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DAUS FINANCIAL GROUP, LLC

DAUS FINANCIAL GROUP, LLC | DAUS FINANCIAL SERVICES, LLC

CRD#: 323054 / SEC#: 801-127526

RIA

Registered Investment Advisory firm - (3/27/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

487 South Drake Road Suite A, Kalamazoo, MI 49009

Mailing Address

Phone number

(269) 321-7472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DFG ADV PART 2A (2/16/2026)

Regulatory assets under management

Total Number of Accounts	936
AUM (Assets Under Management)	$ 270,510,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Derek Leighton

MWA FINANCIAL SERVICES INC.

Kalamazoo, MI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan M. Daus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Daus's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

DAUS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/26/2002

Series 7TO

Date: 4/26/2019

SIE

Date: 10/1/2018

Series 6

Date: 8/26/2002

Current Firm

DAUS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAUS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors