Thomas N. Forsythe

BENTLEY WEALTH ADVISORS

Warwick, RI 02886

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CRD#: 4578822

Professional summary

Thomas Nicholas Forsythe is a registered financial advisor currently at BENTLEY WEALTH ADVISORS, LLC located in Warwick, Rhode Island.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPANY: DiSanto, Priest & Co. LLC ADDRESS: 117 Metro Center Boulevard, Warwick RI 02886 INVESTMENT RELATED: No NATURE OF BUSINESS: Tax & Accounting Services POSITION HELD: Retired Partner START DATE: 01/1987 HOURS DEVOTED: Full-time position during tax season with the majority of devoted time occurring during securities trading hours. Fewer hours devoted outside of tax season. COMPANY: The Bentley Group, LLC ADDRESS: 117 Metro Center Boulevard, Warwick, RI 02886 INVESTMENT RELATED: No START DATE: 02/2002 POSITION HELD: Principal HOURS DEVOTED: 0 HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Nicholas Forsythe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2019 - Present

BENTLEY WEALTH ADVISORS, LLC

Office #1: 117 Metro Center Boulevard Suite 3000, Warwick, RI 02886

RIA

CRD#: 293311

Warwick, RI

Past

June 29, 2018 - December 31, 2018

BENTLEY WEALTH ADVISORS, LLC

RIA

CRD#: 293311

WARWICK, RI

Past

June 25, 2003 - January 4, 2011

BENTLEY WEALTH ADVISORS, LLC

RIA

CRD#: 126007

WARWICK, RI

Past

February 2, 1999 - May 28, 2003

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

RIA

CRD#: 110484

WARWICK, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(1/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

BENTLEY WEALTH ADVISORS, LLC

CRD#: 293311 / SEC#:

Rhode Island

Registered Investment Advisory firm - (12/31/2018 Approved)

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Contact information

Main Address

117 Metro Center Boulevard Suite 3000, Warwick, RI 02886

Mailing Address

Phone number

(401) 921-2000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas N. Forsythe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Nicholas Forsythe's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENTLEY WEALTH ADVISORS, LLC

BENTLEY WEALTH ADVISORS, LLC

BENTLEY WEALTH ADVISORS, LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Current Firm

BENTLEY WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

BENTLEY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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