Harold J. Childs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Joseph Childs, who also goes by Joe Childs, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1971. Harold had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - November 27, 2012
PREFERRED FINANCIAL RESOURCES
April 25, 1994 - December 31, 1997
PENTAD SECURITIES, INC.
February 25, 1993 - April 5, 1994
LEWIS & CLARK SECURITIES, INC.
January 1, 1987 - February 3, 1993
SECURIAN FINANCIAL SERVICES, INC.
February 24, 1977 - June 17, 1981
INTEGRATED RESOURCES EQUITY CORPORATION
August 16, 1971 - January 8, 1977
NORTH STAR EQUITIES COMPANY
August 16, 1971 - November 20, 1986
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/11/1971
Registered Representative ExaminationCurrent Firm
PREFERRED FINANCIAL RESOURCES
CRD#: 114447 / SEC#:
Contact information
Red Flags
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