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Harold Joseph Childs

CRD# 45788·Registered 1971 - 2012
Previously Registered: Being a previously registered professional could mean that Harold is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harold Joseph Childs, who also goes by Joe Childs, was a registered financial advisor. Harold was a previously registered financial professional and started their career in finance 1971 - 2012. Harold had worked at 7 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Childs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

PREFERRED FINANCIAL RESOURCES·CRD# 114447
RIA
Aurora, CO
January 1, 1999 - November 27, 2012
PENTAD SECURITIES, INC.·CRD# 15161
BD
Sun City, AZ
April 25, 1994 - December 31, 1997
LEWIS & CLARK SECURITIES, INC.·CRD# 22687
BD
Tampa, FL
February 25, 1993 - April 5, 1994
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Paul, MN
January 1, 1987 - February 3, 1993
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
February 24, 1977 - June 17, 1981
NORTH STAR EQUITIES COMPANY·CRD# 4241
BD
August 16, 1971 - January 8, 1977
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY·CRD# 2797
BD
August 16, 1971 - November 20, 1986

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Current Firm

PF
PREFERRED FINANCIAL RESOURCES

HAROLD JOSEPH CHILDS | PERFERRED FINANCIAL RESOURCES | PREFERRED FINANCIAL RESOURCES

CRD#: 114447

Contact Information

Main Address

Aurora, CO

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Aug 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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