Chad M. Delong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad M Delong was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 2002. Chad had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2014 - October 8, 2017
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
December 6, 2011 - August 19, 2014
ICON DISTRIBUTORS, INC.
February 23, 2011 - October 26, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 14, 2010 - July 6, 2010
CURIAN CLEARING, LLC
February 8, 2007 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
February 2, 2006 - September 12, 2006
TRANSAMERICA CAPITAL, LLC
June 29, 2005 - February 1, 2006
PNC WEALTH MANAGEMENT LLC
September 24, 2002 - May 16, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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