Keith A. Merson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Andrew Merson, CFP® was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2002. Keith had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2018 - July 30, 2024
SIERRA WEALTH ADVISORS
November 8, 2002 - June 20, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 25, 2002 - June 20, 2003
IDS LIFE INSURANCE COMPANY
October 25, 2002 - June 20, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIERRA WEALTH ADVISORS
CRD#: 127910 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 8,450,776 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
