Susan W. Wedelich

WESTWOOD WEALTH MANAGEMENT

Houston, TX 77024

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CRD#: 4578692

Professional summary

Susan W Wedelich, who also goes by Susan W Mccarthy, is a registered financial advisor currently at WESTWOOD WEALTH MANAGEMENT located in Houston, Texas.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Susan has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan W Mccarthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan W Wedelich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

WESTWOOD WEALTH MANAGEMENT

Office #1: 10000 Memorial Drive, Suite 650, Houston, TX 77024

RIA

CRD#: 132162

Houston, TX

Past

October 18, 2002 - October 14, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/29/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/17/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD WEALTH MANAGEMENT FORM ADV PART 2A (PRIVATE EQUITY) (3/31/2025)

WESTWOOD ADVISORS FORM ADV PART 2A -WEALTHCOACH AND DIRECT ADVISORY (3/31/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 638,234,293

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan W. Wedelich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan W Wedelich's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTWOOD WEALTH MANAGEMENT

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

WESTWOOD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/29/2024

Series 63

Date: 3/28/2003

Series 6

Date: 10/17/2002

Current Firm

WESTWOOD WEALTH MANAGEMENT

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

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