Carl F. Von Dem Bussche
FINANCIAL GUIDANCE GROUP
Palm Harbor, FL
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CRD#: 4578674
Professional summary
Carl Frederick Von Dem Bussche JR., CFP® is a registered financial advisor currently at FINANCIAL GUIDANCE GROUP, INC. located in Palm Harbor, Florida.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Carl has worked at 1 firm and has passed the Series 65 exam.
Biography
Carl, the main contact for Nashville area clients, started playing music professionally in college while studying business and accounting. After graduating with a business degree, he went to work for FGG until his band was signed to a national recording contract in 2001. Carl toured the country extensively and had several successful radio singles, all the while working for FGG on his days at home until moving to Nashville in 2003. The band disbanded in 2004 and Carl took a job in A&R at EMI Music (Now Capitol Records) in Nashville. Throughout his time in Nashville, Carl also focused on songwriting as well as doing financial planning for producers, artists, and entertainment professionals. In 2005, he and his wife Kristin moved back to Tampa where he served as the Creative Arts Pastor and Finance Director at Relevant Church in Ybor City (Tampa). In 2016, Carl came back to the family business as the VP of Planning and Coaching. He received his Certificate in Financial Planning from Belmont University and successfully challenged the CFP® exam to become a Certified Financial Planner™ professional. In 2021, he received his Certificate in Digital Assets from RIADAC and the New York institute of Finance. Carl and Kristin have two daughters, Aubrey and Adelie, and live in Franklin, TN. Carl’s expertise and experience allow him to give a unique perspective as he provides financial planning for the creative community and beyond.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Education Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Carl Frederick Von Dem Bussche JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
September 9, 2002 - Present
FINANCIAL GUIDANCE GROUP, INC.
Office #2: 508 S. Margin Street, Franklin, TN 37064RIA
CRD#: 108799
Palm Harbor, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL GUIDANCE GROUP, INC.
FINANCIAL GUIDANCE GROUP | FINANCIAL GUIDANCE GROUP, INC. | FINANCIAL GUIDANCE GROUP INC
CRD#: 108799 / SEC#: 801-80958
RIA
Registered Investment Advisory firm - (2/6/2015 Approved)California
Registered Investment Advisory firm - (3/7/2015 Terminated)Florida
Registered Investment Advisory firm - (2/11/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/9/2002)
IAR
Tennessee(6/23/2016)
IAR
Texas(7/13/2022)
Current Firm
FINANCIAL GUIDANCE GROUP, INC.
FINANCIAL GUIDANCE GROUP | FINANCIAL GUIDANCE GROUP, INC. | FINANCIAL GUIDANCE GROUP INC
CRD#: 108799 / SEC#: 801-80958
RIA
Registered Investment Advisory firm - (2/6/2015 Approved)California
Registered Investment Advisory firm - (3/7/2015 Terminated)Florida
Registered Investment Advisory firm - (2/11/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Palm Harbor, FL
Mailing Address
Phone number
(727) 787-7526
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 785 |
| AUM (Assets Under Management) | $ 214,263,751 |
Red Flags
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Company Information
FINANCIAL GUIDANCE GROUP, INC.
CRD#: 108799Palm Harbor, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
