SM
Steven O. Meglio
J. W. COLE ADVISORS
Pine Brook, NJ 07058
Some features on this profile are disabled
CRD#: 4578670
SM
Professional summary
Steven Othello Meglio is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Pine Brook, New Jersey and J.W. COLE FINANCIAL, INC. located in Pine Brook, New Jersey.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 8 firms and has passed the Series 65, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Meglio Group PC; not investment related; President/owner - start date 1/1/1993; 28 Bloomfield Ave, Suite 100, Pine Brook, NJ 07058; accounting practice; 130 hours per month, all during trading. 2) 2085 Realty Partners LLC/ASE LLC; not investment related; member - start date 7/13/2004; 130 Devon Road Essex Fells, NJ 07021; commercial real estate investment; 1 hour per month, 0 hours during trading. 3) 74 Passiac Avenue LLC; not investment related; member - start date 12/29/2008; 28 Bloomfield Avenue, Suite 100, Pine Brook, NJ 07058; real estate investment (apartments), review maintenance & financials; 2 hours per month, 0 during trading. 4) 21-25 Bloomfield Avenue LLC; not investment related; member - start date 7/2/2015; 28 Bloomfield Avenue, Suite 100, Pine Brook, NJ 07058; real estate investment, office building development; 2 hours per month, 0 during trading. 5) R Deal Holdings LLC; not investment related; member - start date 1/24/2011; 28 Bloomfield Avenue, Suite 100, Pine Brook, NJ 07058; real estate investment, review maintenance & financials; 1 hour per month, 0 during trading. 6) 60 Roseland Avenue LLC; not investment related; member - start date 2/8/2008; 28 Bloomfield Avenue, Suite 100, Pine Brook, NJ 07058; real estate investment - office, oversee property maintenance; 1 hour per month, 0 during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Othello Meglio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 28 Bloomfield Avenue Suite 100, Pine Brook, NJ 07058RIA
CRD#: 112294
Pine Brook, NJ
Current
April 28, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 28 Bloomfield Ave Suite 100, Pine Brook, NJ 07058BD
CRD#: 124583
Pine Brook, NJ
Past
August 24, 2020 - May 4, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Chatham, NJ
Past
August 21, 2020 - May 4, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Chatham, NJ
Past
August 4, 2017 - December 31, 2020
FCG WEALTH MANAGEMENT, LLC
RIA
CRD#: 281165
CHATHAM, NJ
Past
February 22, 2010 - December 23, 2020
FCG ADVISORS, LLC
BD
CRD#: 40633
CHATHAM, NJ
Past
December 12, 2006 - February 23, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
PARSIPPANY, NJ
Past
October 8, 2002 - November 28, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
BAYONNE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New Jersey(4/29/2021)
RR
New Jersey(4/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
