RB
Robert D. Buckley
AVANTAX PLANNING PARTNERS
WEST DES MOINES, IA 50266
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CRD#: 4578611
RB
Professional summary
Robert Dana Buckley is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in West Des Moines, Iowa.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Former Shareholder and Accountant with Denman & Company, LLP., a regional CPA firm. I am located at 1601 22nd Street, West Des Moines, IA 50266. I have been with the CPA firm since 08/2007. I work approximately 160 hours a month. I provide services that are typical of public accounting, including tax services, consulting, account services and valuation services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am an Advisor with Advantage Financial Services, a financial services firm located. I am located at 1601 22nd Street, West Des Moines, IA 50266. I have been with this firm since 08/2007. I work approximately 160 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am a member-owner of and manager for SCOP, LLC., a commercial real estate rental entity. It is located at 1601 22nd Street, West Des Moines, IA 50266. I devote roughly 2-5 hours a month to this activity, primarily during non-securities trading hours. My duties include managing the property. My participation is not securities-related or investment-related. 4)DENMAN & COMPANY, LLP POSITION: Retired Partner NATURE: I work and am compenstated on an hourly basis for accounting and tax services. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2019 ADDRESS: 1601 22nd Street, Suite 400, West Des Moines IA 50266, United States DESCRIPTION: Accounting and tax services 5) SCOP, LC POSITION: President NATURE: Real estate property rental. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/25/1999 ADDRESS: 1601 22nd Street, Suite 400, West Des Moines IA 50266, United States DESCRIPTION: General Manager including tenant relations, financing matters, bill paying, tax filings, etc.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 27, 1999 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 1601 22nd Street Suite 400, West Des Moines, IA 50266RIA
CRD#: 106237
WEST DES MOINES, IA
Past
September 28, 2009 - May 29, 2012
ADVANTAGE FINANCIAL SERVICES
RIA
CRD#: 151386
WEST DES MOINES, IA
Past
December 11, 2003 - September 3, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(12/27/1999)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237West Des Moines, IA 50266TRUST BUT VERIFY
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