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RT

Renee Thompson

INTEGRITY CAPITAL
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 4578534
RT

Professional summary

Renee Thompson, who also goes by Renee A Dick Ms., Renee A Dick, Renee Ann Dick, Renee Dick, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Scottsdale, Arizona.

Renee is registered as a RR (Registered Representative) and started their career in finance in 2002. Renee has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Renee A Dick Ms. | Renee A Dick | Renee Ann Dick | Renee Dick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Renee Thompson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2025 - Present

INTEGRITY CAPITAL, LLC

Office #1: 16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
BD
CRD#: 285198
Scottsdale, AZ
Past

April 16, 2019 - July 3, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

October 4, 2016 - February 5, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST PETERSBURG, FL
Past

April 7, 2015 - October 27, 2015

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

September 5, 2003 - March 16, 2015

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

October 18, 2002 - September 2, 2003

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/16/2025)
RR
Alaska
(7/16/2025)
RR
Arizona
(7/16/2025)
RR
Arkansas
(7/16/2025)
RR
California
(7/16/2025)
RR
Colorado
(7/16/2025)
RR
Connecticut
(7/16/2025)
RR
Delaware
(7/16/2025)
RR
District of Columbia
(7/16/2025)
RR
Florida
(7/16/2025)
RR
Georgia
(7/16/2025)
RR
Hawaii
(7/16/2025)
RR
Idaho
(7/16/2025)
RR
Illinois
(7/16/2025)
RR
Indiana
(7/16/2025)
RR
Iowa
(7/16/2025)
RR
Kansas
(7/16/2025)
RR
Kentucky
(7/16/2025)
RR
Louisiana
(7/16/2025)
RR
Maine
(7/16/2025)
RR
Maryland
(7/16/2025)
RR
Massachusetts
(7/16/2025)
RR
Michigan
(7/16/2025)
RR
Minnesota
(7/16/2025)
RR
Mississippi
(7/16/2025)
RR
Missouri
(7/16/2025)
RR
Montana
(7/16/2025)
RR
Nebraska
(7/16/2025)
RR
Nevada
(7/16/2025)
RR
New Hampshire
(7/16/2025)
RR
New Jersey
(7/16/2025)
RR
New Mexico
(7/16/2025)
RR
New York
(7/16/2025)
RR
North Carolina
(7/16/2025)
RR
North Dakota
(7/16/2025)
RR
Ohio
(7/21/2025)
RR
Oklahoma
(7/16/2025)
RR
Oregon
(7/16/2025)
RR
Pennsylvania
(7/16/2025)
RR
Rhode Island
(7/16/2025)
RR
South Carolina
(7/16/2025)
RR
South Dakota
(7/16/2025)
RR
Tennessee
(7/16/2025)
RR
Texas
(7/16/2025)
RR
Utah
(7/16/2025)
RR
Vermont
(7/16/2025)
RR
Virginia
(7/16/2025)
RR
Washington
(7/16/2025)
RR
West Virginia
(7/16/2025)
RR
Wisconsin
(7/16/2025)
RR
Wyoming
(7/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/18/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/5/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/17/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IC
INTEGRITY CAPITAL, LLC
ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: , 8-69829

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
Mailing Address
16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260
Phone number
(480) 321-8992
Established
Delaware since 08/05/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER
DENHAM, ERIC TODDPRESIDENT1812039
GILBREATH, WESLEY BLAKECHIEF FINANCIAL OFFICER7294886
GILBREATH, WESLEY BLAKEFINOP7294886
GILBREATH, WESLEY BLAKEPRINCIPAL FINANCIAL OFFICER7294886
LEPORE, KENNETHPRINCIPAL OPERATIONS OFFICER1356913
LEPORE, KENNETHCCO1356913

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRITY CAPITAL, LLC

CRD#: 285198Scottsdale, AZ 85260

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