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Michele A. Bjorkgren

COMPASS FINANCIAL SERVICES
West Des Moines, IA 50266
Some features on this profile are disabled
CRD#: 4578500
MB

Professional summary

Michele Ann Bjorkgren, who also goes by Michele Ann Bjorkgren, is a registered financial advisor currently at COMPASS FINANCIAL SERVICES located in West Des Moines, Iowa and LPL FINANCIAL LLC located in West Des Moines, Iowa.

Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Michele has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michele Ann Bjorkgren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Ann Bjorkgren's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 7, 2013 - Present

COMPASS FINANCIAL SERVICES

Office #1: 4801 Westown Parkway, West Des Moines, IA 50266
RIA
CRD#: 109441
West Des Moines, IA
Current

June 9, 2008 - Present

LPL FINANCIAL LLC

Office #1: 4801 Westown Pkwy, West Des Moines, IA 50266-1045
RIA
BD
CRD#: 6413
West Des Moines, IA
Past

November 27, 2012 - October 6, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL SERVICES
COMPASS FINANCIAL SERVICES | PEARSON KURTIS SCOTT | COMPASS FINANCIAL SERVICES, INC.

CRD#: 109441 / SEC#: 801-118466

RIA
Registered Investment Advisory firm - (4/21/2020 Approved)
Iowa
Registered Investment Advisory firm - (4/22/2020 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/26/2011)
RR
Florida
(9/2/2015)
RR
Illinois
(6/19/2017)
RR
Iowa
(9/22/2008)
IAR
Iowa
(3/7/2013)
RR
New Mexico
(2/13/2017)
RR
North Carolina
(1/23/2012)
RR
Vermont
(1/8/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/26/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/19/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/9/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/7/2008
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CF
COMPASS FINANCIAL SERVICES
COMPASS FINANCIAL SERVICES | PEARSON KURTIS SCOTT | COMPASS FINANCIAL SERVICES, INC.

CRD#: 109441 / SEC#: 801-118466

RIA
Registered Investment Advisory firm - (4/21/2020 Approved)
Iowa
Registered Investment Advisory firm - (4/22/2020 Terminated)
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Contact information

Main Address
4801 Westown Parkway, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 327-1020
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 020426 (2/4/2026)
FORM ADV PART 2 AND 2B 020426 (2/4/2026)

Regulatory assets under management

Total Number of Accounts1,909
AUM (Assets Under Management)$ 407,449,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS FINANCIAL SERVICES

CRD#: 109441West Des Moines, IA 50266

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