Frederick L. Browne Jr

EATON VANCE DISTRIBUTORS

New York, NY 10036

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CRD#: 4578478

Professional summary

Frederick L Browne Jr JR, who also goes by Frederick L Browne Jr., Frederick L Browne Jr, Frederick L Browne, Frederick Lanfear Browne Jr., Rick L. Browne Jr., is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in New York, New York.

Frederick is registered as a RR (Registered Representative) and started their career in finance in 2003. Frederick has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frederick L Browne Jr. | Frederick L Browne Jr | Frederick L Browne | Frederick Lanfear Browne Jr. | Rick L. Browne Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick L Browne Jr JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2025 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: 1585 Broadway, New York, NY 10036

CRD#: 37731

New York, NY

Past

August 9, 2022 - April 28, 2025

STARWOOD CAPITAL, L.L.C.

CRD#: 146057

GREENWICH, CT

Past

April 20, 2020 - August 31, 2022

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

RIA

CRD#: 105390

PHILADELPHIA, PA

Past

January 5, 2010 - April 20, 2020

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

RIA

CRD#: 152237

PHILADELPHIA, PA

Past

January 5, 2010 - August 31, 2022

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

May 24, 2007 - December 31, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

RADNOR, PA

Past

March 23, 2006 - December 31, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

November 24, 2003 - March 20, 2006

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/25/2025)

Alaska
(5/25/2025)

Arizona
(5/25/2025)

Arkansas
(5/25/2025)

California
(5/25/2025)

Colorado
(5/25/2025)

Connecticut
(5/25/2025)

Delaware
(5/25/2025)

District of Columbia
(5/25/2025)

Florida
(5/25/2025)

Georgia
(5/25/2025)

Hawaii
(5/25/2025)

Idaho
(5/25/2025)

Illinois
(5/25/2025)

Indiana
(5/25/2025)

Iowa
(5/25/2025)

Kansas
(5/25/2025)

Kentucky
(5/25/2025)

Louisiana
(5/25/2025)

Maine
(5/25/2025)

Maryland
(5/25/2025)

Massachusetts
(5/25/2025)

Michigan
(5/25/2025)

Minnesota
(5/25/2025)

Mississippi
(5/25/2025)

Missouri
(5/25/2025)

Montana
(5/25/2025)

Nebraska
(5/25/2025)

Nevada
(5/25/2025)

New Hampshire
(5/25/2025)

New Jersey
(5/25/2025)

New Mexico
(5/25/2025)

New York
(5/25/2025)

North Carolina
(5/25/2025)

North Dakota
(5/25/2025)

Ohio
(5/27/2025)

Oklahoma
(5/25/2025)

Oregon
(5/25/2025)

Pennsylvania
(5/25/2025)

Rhode Island
(5/25/2025)

South Carolina
(5/25/2025)

South Dakota
(5/25/2025)

Tennessee
(5/25/2025)

Texas
(5/25/2025)

Utah
(5/25/2025)

Vermont
(5/25/2025)

Virginia
(5/25/2025)

Washington
(5/25/2025)

West Virginia
(5/25/2025)

Wisconsin
(5/25/2025)

Wyoming
(5/25/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/21/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC. | EV DISTRIBUTORS, INC. | EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731 / SEC#: , 8-47939

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Post Office Square, Boston, MA 02109

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone number

(617) 482-8260

Established

Massachusetts since 07/15/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLC	SHAREHOLDER
FAHEY, LAWRENCE LOUIS	PRINCIPAL OPERATIONS OFFICER	2097212
FAMIGLIETTI, FRANK J	DIRECTOR	2702269
KASETA, LYNN M	CHIEF COMPLIANCE OFFICER	6451373
KUSH, ANTHONY N	PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER	7463692
LEFEVRE, BENJAMIN WILLIAM	TEXAS DESIGNATED PRINCIPAL	2261749
LEIMENSTOLL, ANDREW JOHN	DIRECTOR	4640636
MICHAUD, DAVID ANDREW	DIRECTOR	2730645
WITKOS, MATTHEW JOSEPH	PRESIDENT, CEO, AND DIRECTOR	2034689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Frederick L. Browne Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick L Browne Jr JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

STARWOOD CAPITAL, L.L.C.

MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

DELAWARE DISTRIBUTORS, L.P.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2007

Series 63

Date: 4/12/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/22/2011

Series 6

Date: 11/21/2003

FINRA

Current Firm

EATON VANCE DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EATON VANCE DISTRIBUTORS, INC.

TRUST BUT VERIFY

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