Jonathan D. Noeldechen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Drew Noeldechen was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2003. Jonathan had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2022 - November 17, 2023
BROAD STREET CAPITAL MARKETS, LLC
October 6, 2021 - January 5, 2022
SPENCER-WINSTON SECURITIES CORPORATION
March 19, 2014 - July 30, 2018
MARATHON TRADING GROUP LLC
May 12, 2011 - September 12, 2011
MOG CAPITAL L.L.C.
September 26, 2003 - November 20, 2003
MORGAN STANLEY DW INC.
September 9, 2003 - November 20, 2003
MORGAN STANLEY DW INC.
January 15, 2003 - June 17, 2003
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/5/2021
General Securities Representative ExaminationSeries 56
Date: 3/19/2014
Proprietary Trader Qualification ExaminationSeries 55
Date: 1/29/2003
Limited Representative-Equity Trader ExamCurrent Firm
BROAD STREET CAPITAL MARKETS, LLC
CRD#: 104026 / SEC#: , 8-52487
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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