TR
Tyler K. Rheem
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR
Denver, CO 80203
Some features on this profile are disabled
CRD#: 4578240
TR
Professional summary
Tyler Kountze Rheem is a registered financial professional currently at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. located in Denver, Colorado.
Tyler is registered as a RR (Registered Representative) and started their career in finance in 2002. Tyler has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Tyler Kountze Rheem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203BD
CRD#: 144464
Denver, CO
Past
August 4, 2006 - December 31, 2013
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
January 3, 2005 - June 3, 2005
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
September 6, 2002 - September 14, 2004
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2014)
RR
Alaska(1/2/2014)
RR
Arizona(1/2/2014)
RR
Arkansas(1/2/2014)
RR
California(1/2/2014)
RR
Colorado(1/2/2014)
RR
Connecticut(1/2/2014)
RR
Delaware(1/2/2014)
RR
District of Columbia(1/2/2014)
RR
Florida(1/2/2014)
RR
Georgia(1/2/2014)
RR
Hawaii(1/2/2014)
RR
Idaho(1/2/2014)
RR
Illinois(1/2/2014)
RR
Indiana(1/2/2014)
RR
Iowa(1/2/2014)
RR
Kansas(1/2/2014)
RR
Kentucky(1/2/2014)
RR
Louisiana(1/2/2014)
RR
Maine(1/2/2014)
RR
Maryland(1/2/2014)
RR
Massachusetts(1/2/2014)
RR
Michigan(1/2/2014)
RR
Minnesota(1/2/2014)
RR
Mississippi(1/2/2014)
RR
Missouri(1/2/2014)
RR
Montana(1/2/2014)
RR
Nebraska(1/2/2014)
RR
Nevada(1/2/2014)
RR
New Hampshire(1/2/2014)
RR
New Jersey(1/2/2014)
RR
New Mexico(1/2/2014)
RR
New York(1/2/2014)
RR
North Carolina(1/3/2014)
RR
North Dakota(1/2/2014)
RR
Ohio(1/2/2014)
RR
Oklahoma(1/2/2014)
RR
Oregon(1/2/2014)
RR
Pennsylvania(1/2/2014)
RR
Rhode Island(1/2/2014)
RR
South Carolina(1/2/2014)
RR
South Dakota(1/2/2014)
RR
Tennessee(1/2/2014)
RR
Texas(1/2/2014)
RR
Utah(1/2/2014)
RR
Vermont(1/2/2014)
RR
Virginia(1/2/2014)
RR
Washington(1/2/2014)
RR
West Virginia(1/2/2014)
RR
Wisconsin(1/2/2014)
RR
Wyoming(1/2/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
ALPS PORTFOLIO SOLUTIONS | FTAM FUNDS DISTRIBUTOR, INC. | ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
CRD#: 144464 / SEC#: , 8-67659
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 03/19/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPS HOLDINGS INC. | PARENT | |
| DOLAN, DANIEL PATRICK MR. | SENIOR VP; DIRECTOR OF WEALTH MANAGEMENT | 1320273 |
| IRELAND, KEVIN J | SENIOR VP, DIRECTOR OF INSTITUTIONAL SALES | 1331960 |
| KYLLO, STEPHEN JOHN | SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER | 3204474 |
| PARSONS, ERIC T | FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER | 5215115 |
| WELLEN, ALECIA DAWN | VP, CHIEF COMPLIANCE OFFICER | 4846551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
