GW
Gregory A. Weiss
ASHTON THOMAS PRIVATE WEALTH
SAN FRANCISCO, CA 94104
Some features on this profile are disabled
CRD#: 4578071
GW
Professional summary
Gregory Alan Weiss is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in San Francisco, California and ASHTON THOMAS SECURITIES, LLC located in San Francisco, California.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Gregory has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ZODIAC GOLD, INC.; YES, INVESTMENT RELATED; MONTSERRADO COUNTY, WEST AFRICA; GOLD EXPLORATION; <1.0% OWNERSHIP; START: 11/22/2011; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: NONE. 2) ASHTON THOMAS PRIVATE WEALTH, LLC; YES, INVESTMENT RELATED; 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY FIRM; INVESTMENT ADVISOR; 1/16/2025; 40 HOURS/WEEK.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alan Weiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2025 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 580 California Street Suite 700, San Francisco, CA 94104RIA
CRD#: 153902
SAN FRANCISCO, CA
Current
January 16, 2025 - Present
ASHTON THOMAS SECURITIES, LLC
Office #1: 580 California Street Suite 2000, San Francisco, CA 94104RIA
BD
CRD#: 16629
San Francisco, CA
Past
January 3, 2011 - January 22, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN FRANCISCO, CA
Past
January 3, 2011 - January 22, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN FRANCISCO, CA
Past
September 17, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN FRANCISCO, CA
Past
September 16, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
August 14, 2006 - September 24, 2008
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
SAN FRANCISCO, CA
Past
August 14, 2006 - September 24, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
SAN FRANCISCO, CA
Past
November 4, 2002 - August 17, 2006
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
SAN FRANCISCO, CA
Past
November 4, 2002 - August 17, 2006
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/16/2025)
RR
Arkansas(1/16/2025)
RR
California(1/16/2025)
IAR
California(1/17/2025)
RR
Colorado(1/16/2025)
RR
Connecticut(1/16/2025)
RR
Delaware(1/16/2025)
RR
District of Columbia(1/16/2025)
RR
Florida(1/16/2025)
RR
Georgia(1/16/2025)
RR
Hawaii(1/16/2025)
RR
Idaho(1/16/2025)
RR
Illinois(1/16/2025)
RR
Indiana(1/16/2025)
RR
Iowa(1/16/2025)
RR
Kansas(1/16/2025)
RR
Kentucky(1/16/2025)
RR
Maryland(1/16/2025)
RR
Massachusetts(1/16/2025)
RR
Michigan(1/16/2025)
RR
Minnesota(1/16/2025)
RR
Mississippi(1/16/2025)
RR
Missouri(1/16/2025)
RR
Montana(1/16/2025)
RR
Nevada(1/16/2025)
RR
New Jersey(1/16/2025)
RR
New York(1/16/2025)
RR
North Carolina(1/16/2025)
RR
Ohio(1/16/2025)
RR
Oregon(1/16/2025)
RR
Pennsylvania(1/16/2025)
RR
Rhode Island(1/16/2025)
RR
South Carolina(1/16/2025)
RR
South Dakota(1/16/2025)
RR
Texas(1/16/2025)
IAR
Texas(1/16/2025)
RR
Utah(1/16/2025)
RR
Vermont(1/16/2025)
RR
Virginia(1/16/2025)
RR
Washington(1/16/2025)
RR
Wisconsin(1/16/2025)
RR
Wyoming(1/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
