FI
Frank I. Igwealor
Some features on this profile are disabled
CRD#: 4577857
FI
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Ikechukwu Igwealor was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2002. Frank had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FluoroPharma Medical, Inc. Mr. Frank Ikechukwu Igwealor ("FII")has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on May 16, 2022. 2. Drone Guarder, Inc. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on July 12, 2021. 3. Sunvault Energy, Inc. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on July 12, 2021. 4. Church & Crawford, Inc. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on July 20, 2021. 5. Nashville Records, Inc. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired co. on August 16, 2021. 6. Trimax Corp. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired co. on July 23, 2021. 7. Profitable Developments, Inc. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on July 09, 2021. 8. Red Oak Hereford Farms, Inc. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on August 20, 2021. 9. Mountain Energy, Inc. FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on June 22, 2021. 10. Video River Networks Inc., FII has 60% Control. Not investment related. Presently trying to build business.. FII spends about 1/6 hours per month on this. Spends ZERO trading hours on it. Acquired company on 10/ 23/2019. 11. Nano Mobile Healthcare Inc.,FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on August 2, 2021. 12. IL2M International Corp., FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on August 4, 2021. 13. GivemePower Corporation, FII has 60% Control. Not investment related. Presently trying to build business. FII is cleaning this business to sell it to operating businesses for a profit. FII spends about 1/6 hours per month on this. He also spend 1/2 hours on this during securities trading hours. FII acquired co. on December 16, 2019. 14. Kid Castle Education. FII has 60% Control. Not investment related. Presently trying to build business. FII spends about 1/6 hours per month on this. Spends ZERO trading hours on it. FII acquired company on October 2, 2019. 15. In Terra Resources Corp., FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on August 6, 2021. 16. Shanrong Biotechnology Corp., FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spends ZERO trading hours on it. FII acquired company on August 4, 2021. 17. Interfoundry, Inc., FII has 60% Control. Not investment related. No biz operation yet. Spends 1/6 hours/month on this co.. Spend ZERO trading hours on it. FII acquired company on July 27, 2022. 18. American Community Capital LP. FII has 100% Control. Not investment related. No biz operation yet. FII spends about 1/6 hours per month on this. Spends ZERO trading hours on it. FII acquired company on August 2, 2013.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
August 7, 2018 - March 13, 2025
GOLDSTEIN FRANKLIN INC
RIA
CRD#: 294118
TORRANCE, CA
Past
January 8, 2007 - September 14, 2009
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
LOS ANGELES, CA
Past
September 21, 2006 - September 14, 2009
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
LOS ANGELES, CA
Past
June 30, 2004 - November 15, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BEVERLY HLS, CA
Past
December 10, 2003 - November 15, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
November 12, 2002 - November 21, 2003
EMPIRE SECURITIES CORPORATION
BD
CRD#: 2826
EL SEGUNDO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GF
GOLDSTEIN FRANKLIN INC
FINANCIAL ADVISORY, ACCOUNTING AND BOOKKEEPING | GOLDSTEIN FRANKLIN, INC. | GOLDSTEIN FRANKLIN INC
CRD#: 294118 / SEC#:
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
370 Amapola Ave Suite 200a, Torrance, CA 90501
Mailing Address
Phone number
(310) 895-1839
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
