Frank I. Igwealor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Ikechukwu Igwealor was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2002. Frank had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2018 - March 13, 2025
GOLDSTEIN FRANKLIN INC
January 8, 2007 - September 14, 2009
AVANTAX ADVISORY SERVICES
September 21, 2006 - September 14, 2009
AVANTAX INVESTMENT SERVICES, INC.
June 30, 2004 - November 15, 2004
MORGAN STANLEY DW INC.
December 10, 2003 - November 15, 2004
MORGAN STANLEY DW INC.
November 12, 2002 - November 21, 2003
EMPIRE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GOLDSTEIN FRANKLIN INC
CRD#: 294118 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
