Christopher Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Jordan, who also goes by Christopher L Jordan, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2016 - May 8, 2018
FORESTERS ADVISORY SERVICES, LLC
April 13, 2016 - May 8, 2018
FORESTERS FINANCIAL SERVICES, INC.
February 9, 2015 - January 11, 2016
REALTY CAPITAL SECURITIES, LLC
July 31, 2014 - January 16, 2015
HATTERAS INVESTMENT PARTNERS, LP
January 24, 2012 - July 31, 2014
HATTERAS INVESTMENT PARTNERS LLC
January 19, 2012 - January 16, 2015
HATTERAS CAPITAL DISTRIBUTORS, LLC
December 5, 2007 - December 7, 2011
BLACKROCK FINANCIAL MANAGEMENT, INC
October 9, 2007 - December 7, 2011
BLACKROCK INVESTMENTS, LLC
October 20, 2003 - August 3, 2007
EQUITABLE DISTRIBUTORS, LLC
January 23, 2003 - October 31, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS ADVISORY SERVICES, LLC
CRD#: 164663 / SEC#: 801-76877
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.