Margaret E. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Elizabeth Murphy, who also goes by Margaret Elizabeth Silvestri, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2002. Margaret had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2014 - October 5, 2015
KALOS MANAGEMENT
August 26, 2014 - October 5, 2015
KALOS CAPITAL, INC.
June 8, 2005 - July 14, 2014
ALPS DISTRIBUTORS, INC.
April 8, 2003 - August 4, 2014
HENSSLER FINANCIAL
October 29, 2002 - May 20, 2005
CITCO MUTUAL FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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