Brian K. Babikian

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CRD#: 4577452

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Karl Babikian was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2011. Brian had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 19, 2020 - March 13, 2024

MILLENNIAL ADVISERS, LLC.

RIA

CRD#: 170847

NEW YORK, NY

Past

March 5, 2020 - March 13, 2024

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

NEW YORK, NY

Past

July 25, 2016 - May 30, 2018

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ROSLYN, NY

Past

July 20, 2016 - May 30, 2018

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ROSLYN, NY

Past

December 1, 2014 - March 31, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GARDEN CITY, NY

Past

November 28, 2014 - March 31, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GARDEN CITY, NY

Past

July 16, 2012 - December 2, 2014

MORGAN STANLEY

RIA

CRD#: 149777

GARDEN CITY, NY

Past

July 16, 2012 - December 2, 2014

MORGAN STANLEY

CRD#: 149777

GARDEN CITY, NY

Past

August 5, 2011 - October 10, 2011

MORGAN STANLEY

CRD#: 149777

GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MILLENNIAL ADVISERS, LLC.

EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC

CRD#: 170847 / SEC#: 801-118627

RIA

Registered Investment Advisory firm - (5/1/2020 Approved)

California

Registered Investment Advisory firm - (7/30/2020 Terminated)

Connecticut

Registered Investment Advisory firm - (7/2/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

Maryland

Registered Investment Advisory firm - (8/3/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2020 Terminated)

New York

Registered Investment Advisory firm - (6/30/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (7/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2011

General Securities Representative Examination

Current Firm

MILLENNIAL ADVISERS, LLC.

EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC

CRD#: 170847 / SEC#: 801-118627

RIA

Registered Investment Advisory firm - (5/1/2020 Approved)

California

Registered Investment Advisory firm - (7/30/2020 Terminated)

Connecticut

Registered Investment Advisory firm - (7/2/2020 Terminated)

Louisiana

Registered Investment Advisory firm - (7/1/2020 Terminated)

Maryland

Registered Investment Advisory firm - (8/3/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (8/17/2020 Terminated)

New York

Registered Investment Advisory firm - (6/30/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (7/1/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/30/2020 Terminated)

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Contact information

Main Address

Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281

Mailing Address

Phone number

(646) 532-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MILLENNIAL ADVISERS LLC BROCHURE 10.07.2025 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	380
AUM (Assets Under Management)	$ 58,664,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Babikian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLIED MILLENNIAL PARTNERS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

MILLENNIAL ADVISERS, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2012

Series 63

Date: 1/24/2012

SIE

Date: 5/30/2018

Series 7

Date: 8/4/2011

Current Firm

MILLENNIAL ADVISERS, LLC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MILLENNIAL ADVISERS, LLC.

TRUST BUT VERIFY

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