Michael K. Preis
Professional summary
Michael Kullman Preis, who also goes by Michael K Preis, is a registered financial advisor currently at TCI WEALTH ADVISORS, INC. located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kullman Preis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2025 - Present
TCI WEALTH ADVISORS, INC.
September 10, 2010 - April 7, 2025
DIMENSIONAL FUND ADVISORS LP
August 4, 2010 - April 7, 2025
DFA SECURITIES LLC
September 27, 2006 - August 8, 2008
HARRISDIRECT LLC
October 20, 2004 - August 8, 2008
E*TRADE SECURITIES LLC
September 1, 2003 - June 17, 2004
MORGAN STANLEY DW INC.
August 25, 2003 - June 17, 2004
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
TCI WEALTH ADVISORS, INC.
CRD#: 107373 / SEC#: 801-37083
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2025)
(6/15/2025)
Exams
Current Firm
TCI WEALTH ADVISORS, INC.
CRD#: 107373 / SEC#: 801-37083
Contact information
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,010 |
| AUM (Assets Under Management) | $ 4,527,183,704 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 08/23/2024 | ||
| 10/30/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
