John A. Schniepp

CASCADE FINANCIAL STRATEGIES

Bend, OR 97702

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CRD#: 4576961

Professional summary

John Anderson Schniepp, CFP®, who also goes by Jack Schniepp, Jack Schniepp, is a registered financial advisor currently at CASCADE FINANCIAL STRATEGIES located in Bend, Oregon.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Schniepp | Jack Schniepp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 03/21/2013: CASCADE FINANCIAL STRATEGIES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - 80% OF TIME SPENT - PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE (2) 04/08/2015: CASCADE FINANCIAL STRATEGIES, LLC - INV RLE - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 04/15/2015 - 5% OF TIME SPENT (7 HRS DURING TRADING HRS) - LIFE, DISABILITY, LONG-TERM CARE INSURANCE & FIXED ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anderson Schniepp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 20, 2013 - Present

CASCADE FINANCIAL STRATEGIES

Office #1: 243 Scalehouse Loop 1a, Bend, OR 97702

RIA

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASCADE FINANCIAL STRATEGIES

BEND CAPITAL STRATEGIES | SCHNIEPP, JOHN ANDERSON | CASCADE FINANCIAL STRATEGIES, LLC | CASCADE FINANCIAL STRATEGIES

CRD#: 166610 / SEC#: 801-132417

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/13/2025 Terminated)

California

Registered Investment Advisory firm - (6/12/2025 Terminated)

Idaho

Registered Investment Advisory firm - (11/7/2022 Terminated)

Maryland

Registered Investment Advisory firm - (7/28/2017 Terminated)

Oregon

Registered Investment Advisory firm - (5/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/14/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/14/2024)

IAR

California
(6/7/2013)

IAR

Oregon
(3/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/18/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/18/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/25/2002

General Securities Representative Examination

Current Firm

CASCADE FINANCIAL STRATEGIES

BEND CAPITAL STRATEGIES | SCHNIEPP, JOHN ANDERSON | CASCADE FINANCIAL STRATEGIES, LLC | CASCADE FINANCIAL STRATEGIES

CRD#: 166610 / SEC#: 801-132417

RIA

Registered Investment Advisory firm - (4/14/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/13/2025 Terminated)

California

Registered Investment Advisory firm - (6/12/2025 Terminated)

Idaho

Registered Investment Advisory firm - (11/7/2022 Terminated)

Maryland

Registered Investment Advisory firm - (7/28/2017 Terminated)

Oregon

Registered Investment Advisory firm - (5/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/14/2022 Terminated)

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Contact information

Main Address

243 Scalehouse Loop 1a, Bend, OR 97702

Mailing Address

Phone number

(541) 678-5475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFS FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 120,487,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John A. Schniepp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anderson Schniepp's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CASCADE FINANCIAL STRATEGIES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/18/2002

SIE

Date: 1/27/2016

Series 31

Date: 10/18/2002

Series 7

Date: 9/25/2002

Current Firm

CASCADE FINANCIAL STRATEGIES

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CASCADE FINANCIAL STRATEGIES

TRUST BUT VERIFY

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