Damon T. Perpetua

WILSON-DAVIS & CO.

Salt Lake City, UT 84101-2104

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CRD#: 4576912

Professional summary

Damon Thomas Perpetua, who also goes by Perpetua, is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.

Damon is registered as a RR (Registered Representative) and started their career in finance in 2002. Damon has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Perpetua

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Damon Thomas Perpetua's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2019 - Present

WILSON-DAVIS & CO., INC.

Office #1: 236 South Main Street, Salt Lake City, UT 84101-2104

CRD#: 3777

Salt Lake City, UT

Past

January 2, 2014 - April 18, 2019

VCS VENTURE SECURITIES

CRD#: 127921

Boca Raton, FL

Past

May 24, 2011 - January 6, 2014

AEGIS CAPITAL CORP.

CRD#: 15007

BOCA RATON, FL

Past

July 1, 2010 - June 23, 2011

WESTPARK CAPITAL, INC.

CRD#: 39914

BOCA RATON, FL

Past

April 30, 2008 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

BOCA RATON, FL

Past

August 30, 2005 - May 5, 2008

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

BOCA RATON, FL

Past

June 17, 2003 - September 6, 2005

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

October 1, 2002 - February 7, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/18/2019)

Florida
(4/26/2019)

New York
(4/18/2019)

Exams

State Security Law Exam

Series 63

Date: 7/25/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2001

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

CRD#: 3777 / SEC#: , 8-14299

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

236 South Main Street, Salt Lake City, UT 84101-2104

Mailing Address

P.o. Box 11587, Salt Lake City, UT 84147-0587

Phone number

(801) 532-1313

Established

Utah since 11/12/1968

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATLASCLEAR HOLDINGS, INC.	OWNER
EGGERTZ, LINCOLN TYLER	CHIEF COMPLIANCE OFFICER \| CHIEF AML COMPLIANCE OFFICER	7336125
LOSSER, JANA MARIE	PRINCIPAL OPERATIONS OFFICER	4562682
SIME, JEFFREY NORMAN	PRINCIPAL FINANCIAL OFFICER	1554798
SIME, JEFFREY NORMAN	CEO	1554798

Disclosures

Regulatory Event	57
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Damon T. Perpetua

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Damon Thomas Perpetua's CRS (Customer Relationship Summary).

Certified licenses

Experience

VCS VENTURE SECURITIES

AEGIS CAPITAL CORP.

WESTPARK CAPITAL, INC.

JESUP & LAMONT SECURITIES CORP

EMPIRE FINANCIAL GROUP, INC.

J.P. TURNER & COMPANY, L.L.C.

WORLDCO, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/25/2003

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2001

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILSON-DAVIS & CO., INC.

TRUST BUT VERIFY

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