CS
Christopher T. Sorrow
PROBITY ADVISORS
DALLAS, TX 75231
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CRD#: 4576613
CS
Professional summary
Christopher Tyler Sorrow is a registered financial advisor currently at PROBITY ADVISORS, INC. located in Dallas, Texas and WSA AFFILIATES, LLC located in Dallas, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VICE PRESIDENT AND CONTROL PERSON WITH PROBITY ADVISORS, INC., A REGISTERED INVESTMENT ADVISOR, SINCE JULY 2002, LOCATED AT 10000 N CENTRAL EXPRESSWAY #1326, DALLAS, TX 75231. I DEVOTE APPROXIMATELY 20 HOURS PER WEEK TO PROBITY, ALL OF WHICH OCCUR DURING SECURITIES TRADING HOURS.
SECRETARY WITH WSA AFFILIATES, LLC (DBA WEALTH SERVICES ALLIANCE), A STATE REGISTERED INVESTMENT ADVISOR (TX), SINCE FEBRUARY 2008, LOCATED AT 10000 N CENTRAL EXPRESSWAY #1326, DALLAS, TX 75231. I DEVOTE APPROXIMATELY 5 HOURS PER WEEK TO WSA, ALL OF WHICH OCCUR DURING SECURITIES TRADING HOURS.
President/Owner (50%) of FA Holdings, Inc., since May 2019, Located at 10000 N. Central Expressway, #1326, Dallas, TX 75231. FA Holdings is not investment related. FA Holdings is a technology services company providing data analytics and integration services to Probity Advisors, Inc. I devote approximately 20 hours per week to FA Holding (10-15 hrs/wk during trading hours).
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2003 - Present
PROBITY ADVISORS, INC.
Office #1: 10000 N. Central Expressway #1326, Dallas, TX 75231RIA
CRD#: 121849
DALLAS, TX
Current
December 15, 2008 - Present
WSA AFFILIATES, LLC
Office #1: 10000 North Central Expressway Suite 1326, Dallas, TX 75231RIA
CRD#: 144108
Dallas, TX
Past
September 6, 2005 - March 13, 2009
TRADERIGHT SECURITIES, INC.
BD
CRD#: 45598
DALLAS, TX
Past
September 12, 2002 - September 8, 2005
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PROBITY ADVISORS, INC.
NESTING EASY | PROBITY ADVISORS, INC.
CRD#: 121849 / SEC#: 801-61430
RIA
Registered Investment Advisory firm - (10/3/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/1/2003)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
PA
PROBITY ADVISORS, INC.
NESTING EASY | PROBITY ADVISORS, INC.
CRD#: 121849 / SEC#: 801-61430
RIA
Registered Investment Advisory firm - (10/3/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10000 N. Central Expressway Suite 1326, Dallas, TX 75231
Mailing Address
Phone number
(214) 891-8131
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,111 |
| AUM (Assets Under Management) | $ 731,792,868 |
Red Flags
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Company Information
PROBITY ADVISORS, INC.
CRD#: 121849Dallas, TX 75231TRUST BUT VERIFY
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