Eric D. Hatfield

HATFIELD INSURANCE & FINANCIAL SERVICES

Burbank, CA 91505

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CRD#: 4576562

Professional summary

Eric David Hatfield, ChFC®, CLU® is a registered financial advisor currently at HATFIELD INSURANCE & FINANCIAL SERVICES, INC. located in Burbank, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Eric has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. HATFIELD INSURANCE & FINANCIAL SERVICES, NON VARIABLE INSURANCE, OWNER/AGENT, 15060 VENTURA BLVD, STE 212, SHERMAN OAKS, CA 91403, INVESTMENT RELATED, 63 HOURS PER MONTH DURING TRADING HOURS, 10 HOURS DURING NON-TRADING HOURS. 2) SANTA MONICA/PALISADES MASONIC LODGE #307, BOARD MEMBER. 926 SANTA MONICA BLVD, SANTA MONICA, CA 90401, 0 HOURS PER MONTH DURING TRADING HOURS, 2 HOURS PER MONTH DURING NON-TRADING HOURS. 3)GRAND LODGE OF CALIFORNIA FREEMASONS, BOARD MEMBER/CHAIR GRAND LODGE INVESTMENT COMMITTEE. INVESTMENT RELATED, 1111 CALIFORNIA STREET, SAN FRANCISCO, CA 94108, 4 HOURS PER MONTH DURING TRADING HOURS, 12 HOURS PER MONTH DURING NON-TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric David Hatfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 23, 2014 - Present

HATFIELD INSURANCE & FINANCIAL SERVICES, INC.

Office #1: 2501 West Burbank Blvd Suite 207, Burbank, CA 91505

RIA

CRD#: 169941

Burbank, CA

Past

December 21, 2011 - February 27, 2014

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SHERMAN OAKS, CA

Past

December 21, 2011 - February 27, 2014

NEW ENGLAND SECURITIES

CRD#: 615

SHERMAN OAKS, CA

Past

January 2, 2003 - December 23, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LOS ANGELES, CA

Past

October 14, 2002 - December 23, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/23/2014)

IAR

Texas
(1/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/24/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/11/2002

General Securities Representative Examination

Current Firm

HATFIELD INSURANCE & FINANCIAL SERVICES, INC.

CRD#: 169941 / SEC#: 801-79041

RIA

Registered Investment Advisory firm - (7/15/2014 Terminated)

California

Registered Investment Advisory firm - (7/11/2014 Approved)

Texas

Registered Investment Advisory firm - (5/13/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2501 West Burbank Blvd Suite 207, Burbank, CA 91505

Mailing Address

Phone number

(818) 981-5050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 87,200,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric D. Hatfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric David Hatfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

HATFIELD INSURANCE & FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/24/2002

Series 7

Date: 10/11/2002

Current Firm

HATFIELD INSURANCE & FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HATFIELD INSURANCE & FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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