George J. Coroneos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George James Coroneos, who also goes by George Peter James Coroneos, Peter Coroneos, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2002. George had worked at 4 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2018 - August 28, 2020
OLD CITY SECURITIES LLC
August 10, 2018 - September 7, 2018
GROWTH CAPITAL SERVICES, INC.
August 10, 2011 - March 7, 2017
JEFFERIES LLC
December 10, 2002 - April 9, 2003
EQUITABLE ADVISORS, LLC
November 28, 2002 - April 9, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
