Erin E. Doherty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin E Doherty, who also goes by Erin Elizabeth Arnett, Erin Elizabeth Johnson, Erin Elizabeth Johnson Arnett, was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2006. Erin had worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2025 - May 3, 2026
BENEFIT FINANCE SECURITIES, LLC
April 29, 2025 - May 3, 2026
BFP SECURITIES, LLC
September 26, 2024 - April 29, 2025
MSH CAPITAL ADVISORS LLC
March 27, 2023 - April 29, 2025
M. S. HOWELLS & CO.
March 26, 2007 - April 7, 2023
CHARLES SCHWAB & CO., INC.
August 29, 2006 - March 20, 2007
OSAIC SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 4/16/2026
Operations Professional ExaminationCurrent Firm
BENEFIT FINANCE SECURITIES, LLC
CRD#: 45113 / SEC#: , 8-50982
Contact information
FINRA licenses (35 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCORP SERVICES, LLC | DIRECT OWNER | |
| DOHERTY, ERIN E | CCO | 4576409 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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