IC
Iric W. Cooper
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CRD#: 4576341
IC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Iric Wayne Cooper was a registered financial professional .
Iric is a previously registered financial professional and started their career in finance in 2002. Iric had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CPA Financial Enrichment Group, LLC. Address: Melbourne, FL Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: Yes Start Date: 03/25/2006 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: Support Company for Financial Business 2) Name of Business : Schmiemann Trust dated July 26, 1988 Address: Melbourne, FL Nature of the Business: Trustee Position/Title: Trustee Investment Related:Yes Start Date: 01/07/2019 Hours per month devoted to this business: 15 Hours per month devoted to this business during trading hours: 15 Description of duties: Will be serving as a Co-Trustee with no control or custody of funds nor will I have trading or check writing abilities. My capacity is only to serve as an advisory as it pertains to income tax matters and accounting for trust activity. 3) Name of Business : Whittaker Cooper Certified Public Accountants Address: 1692 W Hibiscus Blvd,Melbourne, FL Nature of the Business: Accounting/CPA Position/Title: Partner Investment Related:No Start Date: 12/01/2001 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 40 Description of duties: Audit & Tax Partner 4) Name of Business : Whittaker Cooper Financial Group Address:1692 W Hibiscus Blvd, Melbourne, FL Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 09/26/2003 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 5 Description of duties: RJFS financial advisor
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 31, 2009 - December 14, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MELBOURNE, FL
Past
October 10, 2003 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
MELBOURNE, FL
Past
September 25, 2003 - December 14, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MELBOURNE, FL
Past
October 29, 2002 - October 2, 2003
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES
CRD#: 149018 / SEC#: 801-69815
RIA
Registered Investment Advisory firm - (12/23/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
880 Carillon Parkway, Saint Petersburg, FL 33716
Mailing Address
Phone number
(727) 567-3020
Established
Firm type
Fiscal year end
# of Employees
6,727
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
